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18 Dec 2012, 11:12 am
The SEC charged Biremis, a Toronto-based brokerage firm, and its top two executives for failing to supervise overseas day traders who used the firm’s order management system to engage repeatedly in a manipulative trading practice known as layering. [read post]
15 Dec 2008, 3:54 pm
Madoff, the veteran trader and sought-after money manager who was arrested late last week for allegedly running [...] [read post]
20 Jul 2011, 3:55 pm
The SEC announced its agenda for an Open Meeting on July 26, 2011: Item 1: The Commission will consider whether to adopt Rule 13h-1 and Form 13H under Section 13(h) of the Securities Exchange Act, to establish a large trader... [read post]
10 Sep 2018, 5:03 pm
Kenyan Masai Mara National Reserve, photo by Wajahat Mahmood A Chinese man working as a motorcycle trader in Kenya, Liu Jiaqi, was caught on camera saying the African country "smells bad" and its people are "poor, foolish and black". [read post]
10 Apr 2008, 12:26 pm
The Trader Monthly has data out on the top pay for hedge fund managers for last year. [read post]
8 Mar 2011, 10:00 am
Commodities traders, investors and farmers are using Twitter to get real-time updates on pricing and planting, reports Kate Kelly of CNBC. [read post]
14 Apr 2011, 11:49 am
Linklaters scored the lead role in advising the Swiss commodities trader on its dual listing in London and Hong Kong, which the company expects to be worth around $12 billion. [read post]
15 Aug 2012, 9:08 am
Yet today's technological challenges are not unlike those faced by traders in the 19th century, whose jobs were revolutionized by the advent of ticker machines. [read post]
24 Nov 2020, 1:56 pm
Traders were also encouraged to see that Biden had selected ... [read post]
13 Jun 2011, 9:40 pm
First Derivative Traders case, the U.S. [read post]
21 Nov 2010, 11:35 pm
Ratcliffe, Houston Chronicle, Testimony ends in DeLay's money-laundering trial FBI Press Release, Former Societe Generale Trader Found Guilty in Manhattan Federal Court of Stealing High-Frequency... [read post]
26 Jan 2007, 2:28 pm
In a column on the Trader [...] [read post]
7 Nov 2007, 4:49 am
Jabre Capital, the hedge fund group founded by a former trader at GLG Partners, is raising a new 500 million euro ($728 million) fund. [read post]
11 Dec 2011, 11:10 am
The SEC charged Goffer, who was a registered representative and a proprietary trader at the broker-dealer Schottenfeld Group, LLC during the relevant time period,... [read post]
14 Dec 2006, 10:03 am
Not long after it was reported that Goldman Sachs had brought in 17 former Amaranth traders, HedgeWorldNews writes that Scott Davidson, an Amaranth [...] [read post]
30 Jul 2007, 5:43 am
Now the German firm is poised to reap at least $270 million and as much as $540 million from a strategy that enabled its traders to sell subprime mortgage loans with derivatives contracts that appreciated as the housing [...] [read post]
23 Oct 2011, 9:13 am
First Derivative Traders, a divided Supreme Court created the unprecedented doctrine that... [read post]
9 Dec 2009, 8:43 am
Chais, Forbes, Investigating The FCPA Ben Hallman, AmLawLitigationDaily, SEC to Insider Traders: Watch What... [read post]
15 Jun 2011, 9:12 pm
Danielle Chiesi, the Wall Street blond bombshell who gave new meaning to the term “insider trading” by extracting from sexual partners confidential information which she relayed to convicted inside traders Raj Rajaratnam and Mark Kurland, is reportedly seeking a downward... [read post]
8 Dec 2010, 7:21 am
First Derivative Traders, 566 F.3d 111 (4th Cir. 2009) and once again dealt with the difficulty issue of distinguishing primary and secondary liability under Rule 10b-5.... [read post]
