Search for: "US Trade and Exchange, LLC" Results 961 - 980 of 1,700
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6 Apr 2010, 4:56 am
(IP Think Tank) The world’s first IP exchange moves closer following successful meeting in Dallas (IAM) Lamy: ‘Not where we wanted to be’ in WTO Round (IP Watch) Leaked ACTA text shows possible contradictions with national laws (IP Watch) Intellectual capital management includes protecting ideas and innovation! [read post]
5 May 2014, 6:29 am
If you feel that you have suffered financial losses as a result of the actions of Direct Access Partners, LLC, please give us a call at 1-877-STOCK-LAW for a free consultation. ** Resources: Whistleblowertoday.com; SEC; WSJ [read post]
8 Jun 2023, 6:38 am by Kelly Lavelle
Additionally, the use of ESI raises privacy concerns for individuals whose data is being collected and used in legal proceedings. [read post]
24 Mar 2011, 3:00 am by Fernando M. Pinguelo
Co., LLC, you waive your attorney-client privilege regarding these communications. [read post]
10 Oct 2016, 10:59 am by D. Daxton White
This follows after the Securities and Exchange Commission began its investigation into United Development Fund IV in 2014 and after famed hedge fund manager Kyle Bass alleged that UDF was using new investor money to pay existing investors, therefore perpetuating a Ponzi-like scheme. [read post]
4 Jun 2014, 6:38 am by Doug Cornelius
The fourth strategy is currency trading, using seven currencies. [read post]
23 Apr 2012, 5:00 am by Doug Cornelius
First, they told potential investors that the pre-inception performance track records since 1998 were based on actual trades using real money. [read post]
31 Jul 2024, 10:02 am by Marie Nganele
These agencies include the Commodity Futures Trading Commission, the Consumer Financial Protection Bureau, the Department of Justice, the Environmental Protection Agency (EPA), the Food and Drug Administration, the Federal Trade Commission, the Immigration and Naturalization Service, and the Office of Foreign Assets Control. [read post]
12 Sep 2021, 4:54 pm by Stuart Kaplow
Securities and Exchange Commission is conducting an investigation requiring selected companies to articulate their basis for ESG disclosures. [read post]
1 May 2010, 5:35 pm by Hedge Fund Attorney
Doll, Vice Chairman, BlackRock, on the Current Investment Outlook Location: New York, NY May 5 Sponsor: iQRA’ Mastery Event: Middle East Islamic Exchange Traded Funds Location: Palm Jumeirah, United Arab Emirates AE May 5 Sponsor: Houlihan Lokey Event: Houlihan Lokey’s Third Alternative Investing Summit Location: London May 6-7 Sponsor: Soyatech, LLC Event: Global AgInvesting 2010 Location: New York, NY May 6-7 Sponsor: Centre for Management… [read post]
5 May 2014, 3:22 am by Peter Mahler
Background Deerin involves a Long Island based, New York limited liability company known as Ocean Rich Foods, LLC, which is in the business of importing and distributing seafood under the trade name Ocean Edge Foods. [read post]
27 Jan 2023, 5:37 pm by David Klein
  Pursuant to applicable Federal Trade Commission (“FTC”) regulations, social media influencers are required to disclose their advertising relationships, including when they receive benefits in exchange for their endorsement, testimonial, or review. [read post]
31 Dec 2018, 1:04 pm by ccollins
According to Seeking Alpha, Lipper reports that during the week that concluded on December 19, investors pulled some $3B net from US loan mutual funds and another $300M from exchange-traded loan funds resulting in the largest recorded outflow of this kind to date. [read post]
7 Jun 2011, 1:58 pm by William Norton
They also did business as Synergies Capital, LLC, Capital Trading, and Pepper Tree Partners. [read post]
5 Feb 2016, 6:15 am by Adam Weinstein
Our firm is investigating potential securities claims against brokerage firms over sales practices related to the recommendations of oil & gas and commodities products such as exchange traded notes (ETNs), structured notes, private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and individual stocks. [read post]
28 Dec 2010, 10:41 am by Keith Griffin
In September, new concerns about the suitability of leveraged, inverse exchange-traded funds (ETFs) for individual investors began to crop up. [read post]
1 Oct 2010, 12:07 pm
At that time, the number of volatility pauses, also known as Liquidity Replenishment Points (andquot;LRPsandquot;), triggered on the New York Stock Exchange (andquot;NYSEandquot;) in individual equities listed and traded on that exchange began to substantially increase above average levels. [read post]