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6 Oct 2014, 3:43 pm
Instead, language buried deep in the fine print of the customer agreement requires you to plead your case before a private, secretive tribunal chosen for you by the bank.Tell JPMorgan Chase, Citigroup, Wells Fargo, US Bancorp, and PNC Financial to stop hiding behind fine-print arbitration clauses that block consumers from asserting their rights in a court of law! [read post]
3 Aug 2017, 7:19 am
Those individuals collectively received a paltry $172,433 in relief.Consumers need the arbitration rule, and they need it now.Recent scandals such as those involving Wells Fargo Bank, which fraudulently opened bank accounts and charged consumers debit card fees, point to this need. [read post]
31 Oct 2019, 10:23 am
The confusingly named United Services Automobile Association, which provides insurance and other financial products, sued Wells Fargo for infringing two patents on the concept of cashing checks with a mobile device. [read post]
5 Dec 2014, 7:00 am
Wells Fargo Home Mortgage offers a free breakeven analysis so you can see if refinancing is right for you. [read post]
8 Aug 2023, 9:31 am
The SEC’s investigation into violations by Wells Fargo Securities, LLC, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, was conducted by Kashya Shei and supervised by Jason H. [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial… [read post]
30 Sep 2022, 5:57 am
Banks like JPMorgan Chase & Co., Bank of America Corp., Citibank NA and Wells Fargo & Co. are among its biggest beneficiaries and homeownership is only incidentally supported by their involvement with it. [read post]
6 Jan 2020, 2:12 pm
” The conduct occurred while Zara was employed by Wells Fargo Clearing Services, LLC. [read post]
20 Nov 2020, 7:45 am
Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Inc Adam Schachter LPL Financial LLC Wells Fargo Clearing Services, LLC Paul Steffany Moors & Cabot, Inc. [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO… [read post]
25 Sep 2018, 7:36 am
From September 2012 until July 2014 Roberts was associated with Wells Fargo Advisors, LLC. [read post]
3 Dec 2020, 8:33 am
The Debtor, Creditors Committee and Wells Fargo agreed that the best way to pay creditors was to sell the Debtor’s assets as a going concern. [read post]
18 Jan 2007, 1:54 pm
Credit losses for Wells Fargo also grew. [read post]
31 Jan 2022, 8:44 am
(CRD#:249), LOS ANGELES, CA 09/15/2011 – 03/04/2014, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), BEVERLY HILLS, CA 04/14/2008 – 09/16/2011, WELLS FARGO ADVISORS, LLC (CRD#:19616), LOS ANGELES, CA Potential Lawsuits to Recover Investment Losses Brokerage firms are required to properly supervise their advisors. [read post]
12 Aug 2008, 7:27 pm
In addition, Goldman Sachs, Bank of America, Wells Fargo, Lehman Brothers, RBC Capital Markets, and Raymond James are reported to be additional targets of the state investigations. [read post]
25 Oct 2010, 5:09 pm
However, Wells Fargo reported that it was not going to stay any of their foreclosures as it was confident with regard to their documents and practices. [read post]
21 Jan 2021, 7:12 am
Earlier in 2020, the SEC had resolved a similar charge against Wells Fargo resulting in a $35 million fine. [read post]
11 Oct 2010, 8:23 am
However, Wells Fargo reported that it was not going to stay any of their foreclosures as it was confident with regard to their documents and practices. [read post]
26 Jul 2019, 1:24 pm
Five of the firms that self-reported collectively paid over $30M in restitution: Raymond James Financial Services (RJF) Wells Fargo Advisors (WFC) Raymond James & Associates Wells Fargo Advisors Financial Network LPL Financial (LPLA) Several months later, Edward Jones, AXA Advisors, Janney Montgomery Scott, Stifel Nicolaus & Company (SF), and Stephens Inc. collectively agreed to pay $18M in restitution to charitable and… [read post]
3 Jun 2022, 9:44 am
The trial court found that husband paid the rent promptly and that at the time the foreclosure took place, his bank statement demonstrated the ability to pay Wells Fargo its monthly mortgage. [read post]
