Search for: "20/20 Investments"
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12 Dec 2021, 9:49 am
The requirements of Section 20 were strict and sequential. [read post]
3 May 2023, 9:03 pm
See also ACA/AIMA Comment Letter at 20 (“Unless the extraordinary investment losses are sufficient to trigger a suspension or cause the fund to be unable to meet redemption requests in accordance with the fund’s terms, which might then cause a fire sale of the fund’s remaining assets, the investment losses should not be the concern of the Commission. [read post]
6 Dec 2023, 5:55 am
According to a study by the US Department of Agriculture’s Economic Research Service (ERS), agricultural research provides one of the highest returns of any public research investment, generating $20 on average for every $1 spent. [read post]
9 Jun 2021, 8:28 am
Those include eroding federal investments in research overall and a shrinking share of the world’s semiconductor manufacturing. [read post]
16 May 2024, 9:01 pm
The trend toward passive investment strategies also raises questions about the role of index providers. [read post]
26 Dec 2017, 5:19 pm
Jia made his ambitions known last year when LeEco invested in U.S. [read post]
1 May 2014, 6:40 am
Claimant MSSB shall release any and all holds on Respondent’s account at MSSB. 12-01115 Cambridge Investment Research, Inc. [read post]
12 Nov 2015, 11:14 am
By statute, the following issuers cannot rely on crowdfunding transactions under Section 4(a)(6): issuers not organized under the laws of a state or territory of the United States or the District of Columbia; issuers already subject to Securities Exchange Act of 1934, as amended (the “Exchange Act”) reporting requirements; investment companies as defined in the Investment Company Act of 1940 (the “Investment Company Act”) or companies that are… [read post]
30 Jan 2012, 5:07 am
Mot. at 20–22. [read post]
16 Feb 2023, 6:00 am
Of the professionals who responded to the survey, 50% percent were at firms of 20-100 employees, 40% were at firms of 10-20 employees, and 10% were at firms of more than 100 employees. [read post]
29 Dec 2017, 11:07 am
Those participating in a pass-through business will be able to deduct 20% of their allocable share of business income. [read post]
12 Aug 2012, 7:55 pm
There are caps on annual investment amounts for investors. [read post]
23 Oct 2019, 10:23 am
After hitting a low point of 20 percent in 2011, the rate was hiked in two stages until it reached 29 percent in 2015. [read post]
8 Apr 2009, 5:07 pm
In exchange for providing the service of managing their investors' assets, fund managers often they receive a portion of the fund's profits, or carried interest, usually 20 percent. [read post]
24 Jul 2015, 7:23 am
There was considerable controversy surrounding the proposed fiduciary rule even before it was published in the Federal Register on April 20, 2015. [read post]
13 Jun 2024, 9:01 pm
The SEC is the cop on the beat watching out for the investing public and issuers. [read post]
7 Dec 2021, 2:24 pm
Thomas, for example, suggested the complaint really boils down to “disagreeing with the strategy” of investment selected by Northwestern, suggesting it is as if you sued Northwestern arguing that proper investments would have returned 20% when Northwestern’s investment choices returned only 19%. [read post]
9 Apr 2017, 12:35 pm
The findings stated that the firm failed to identify that Deremo’s basis for the recommendation of a strategy for the customer may not have been suitable given the customer’s age, his investment objectives, his risk tolerance and the concentration of his investment. [read post]
26 Feb 2011, 12:00 pm
Vaughan allegedly misrepresented to investors their guaranteed rate of return, the safety of their investments, and even what it was they were investing in. [read post]
27 Jan 2021, 11:22 am
Hsu defrauded 20 of her clients – including relatives – out of more than $8.1 million between February 2014 and May 2018. [read post]
