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21 Dec 2022, 4:54 am by Simon Lovegrove (UK)
The report explains that financial market infrastructure firms (FMIs) supervised by the Bank are essential to the smooth and safe operation of the UK financial system. [read post]
21 Dec 2022, 2:33 am by Anna Carrier (BE)
By 1 March 2023 both authorities are required to submit a report to the Commission assessing the effects of the market correction mechanism on financial and energy markets and on security of supply and verifying whether the key elements and the scope of the market correction mechanism are still appropriate in the light of financial and energy market and security of supply developments. [read post]
20 Dec 2022, 11:22 pm by Florian Mueller
And the class-action lawyers are then the ones who really invest in it, and who stand to gain something: they're the economic center of gravity as opposed to a service provider.Mr. [read post]
The Consumer Financial Protection Bureau (CFPB) Tuesday ordered Wells Fargo to pay $3.7 billion regarding its “widespread mismanagement” affecting over 16 million consumer accounts. [read post]
20 Dec 2022, 12:27 pm by Stacie Rosenzweig
” If you can communicate sufficient information about why the payer is anonymous, and reasonable alternatives (probably self-pay by the client), then such an arrangement is permissible.More common, though, is the scenario in which a known third party is paying for legal services. [read post]
20 Dec 2022, 10:43 am by Geoffrey Manne & Dirk Auer
To put it mildly, emerging-market consumers typically only have access to slower versions of these firms’ services. [read post]
20 Dec 2022, 9:11 am by The White Law Group
  11/02/2017 – 12/07/2022, LPL FINANCIAL LLC (CRD#:6413), MANHATTAN BEACH, CA,   B, 06/22/2015 – 11/09/2017, AMERIPRISE FINANCIAL SERVICES, INC. [read post]
20 Dec 2022, 8:00 am by Len Feltoon
We want all the services in a financial wellness plan to be there for each client’s employee. [read post]
As we enter a recession against the backdrop of ongoing geopolitical instability, we expect to see significant financial crime enforcement and investigations in 2023, including a focus on emerging areas such as ESG, cryptocurrencies, and significant developments in financial sanctions. [read post]
20 Dec 2022, 6:40 am by Scott H. Kimpel
Third, a number of crypto-asset trading platforms have proposed offering retail customers direct access to markets by vertically integrating the services provided by intermediaries such as broker-dealers or futures commission merchants. [read post]
20 Dec 2022, 6:10 am by Joe Patrice
[Courthouse News Service] * Salesforce must face trial in sex trafficking case alleging that the software publisher aided Backpage in growing an illegal operation. [read post]
20 Dec 2022, 6:09 am by Taiya Smith
To counter China’s influence in these fora, the United States should work to establish open and transparent rules for clean energy, supply chains, and how carbon content of traded goods and services will be measured. [read post]
20 Dec 2022, 5:44 am by Rob Robinson
IT service providers, MSSPs and businesses – along with the largest financial institutions, manufacturers, and thousands of the world’s most advanced communications and technology providers – trust us for outcome-based cyber security that protects and enables their operations. [read post]
20 Dec 2022, 4:30 am by Jack Bogdanski
Like the man says, see your own legal, tax, and financial advisor. [read post]
20 Dec 2022, 4:25 am by Emma Snell
  Several federal agencies warned yesterday of a significant rise in cases of “financial sexploitation” of children and teenagers. [read post]
20 Dec 2022, 2:05 am by Doug Frederick, HealthCues
Offerings include hospitalization plans, increase take home pay for employee and employer savings in payroll, DNA screenings, health coaching, biometric screening, telehealth services, mental health services and more. [read post]
19 Dec 2022, 5:19 pm by Eugene Volokh
" Where the financial cost is too high to enable a person to access the courts, there is a violation of Due Process and Equal Protection, as well. [read post]