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25 Jul 2011, 2:41 pm
., a communications and sales marketing consultancy that assists financial services firms create brand identities for their organizations and develop and implement effective new marketing strategies and programs. [read post]
5 Mar 2007, 1:32 pm
BOSTON--(BUSINESS WIRE)--Mirus Capital Advisors, a middle-market investment bank, announced today that it has advised Lextranet ®, a leading provider of hosted litigation support software, on its sale to Merrill Corporation, a global provider of technology-enabled services for the legal, financial, real estate and other corporate markets.Boston-based Lextranet offers a suite of advanced Web-based tools that help corporate and law firm attorneys review documents, manage… [read post]
22 Apr 2013, 11:25 am
On April 19, the FCA and PRA (who together have taken over the powers of the FSA) published their respective approaches to investigating and reporting on regulatory failure, as required under the Financial Services Act 2012 (FS Act). [read post]
8 Feb 2018, 4:15 am
The modification applies to a firm that is receiving employees from another part of their group who are being transferred as part of a ring-fencing transfer scheme under section 106B of the Financial Services and Markets Act 2000 (FSMA). [read post]
9 Aug 2010, 7:11 am
Financial details were not disclosed. [read post]
9 Apr 2021, 1:27 am
In the latest edition of our monthly podcast, we take a look at some of the main regulatory news stories from across the globe in the financial services space. [read post]
5 Mar 2024, 2:22 am
On 29 February 2024, members of the Norton Rose Fulbright Risk Advisory and Financial Services team hosted the first in our three part webinar series on ESG. [read post]
9 Dec 2019, 8:40 am
On 9 December 2019, there was published in the Official Journal of the European Union (OJ): Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability‐related disclosures in the financial services sector (the Disclosure Regulation); and Regulation (EU) 2019/2089 of the European Parliament and of the Council of 27 November 2019 amending Regulation (EU) 2016/1011 as regards EU Climate Transition Benchmarks, EU Paris-aligned… [read post]
20 Jul 2007, 9:09 am
As reported here the House Committee on Financial Services held a hearing on July 17 to discuss Rep. [read post]
26 Oct 2009, 9:05 pm
ASIC has removed the requirement for Australian Financial Services (AFS) licensees to obtain automatic insurance run-off cover as it is not available to AFS licensees in the current insurance market. [read post]
15 Sep 2011, 1:29 pm
The Banner center’s goal is to positively impact Florida’s economy by collaboratively engaging industry, education and Florida’s workforce to address the current and future workforce needs of the Financial & Professional Services industry. [read post]
15 Jun 2012, 8:00 am
Sixteen industry trade groups, including the American Bankers Association, the American Financial Services Association and the Mortgage Bankers Association, have written to Director Cordray urging the CFPB to convene a Small Business Regulatory Enforcement Fairness Act (SBREFA) panel on the proposed ability-to-repay/qualified mortgage rule. [read post]
18 Feb 2014, 4:11 am
Their income stems from the levy that it gets from the ratepayer, via the city.Subcouncil 16, which covers the city and Atlantic seaboard, yesterday reviewed the financial statements for the June 2013 financial year for the CCID and the Sea Point, Green Point and Oranje-Kloof CIDs.Evangelinos said the growth of the city's economy and the increased activity, particularly at night, meant the CCID was expected to provide even more services.' [read post]
7 Aug 2018, 9:31 am
Each application must be for an innovative financial product or service as defined by the enabling legislation. [read post]
17 Jul 2013, 11:12 pm
Financial Services Committee Ranking Member Maxine Waters (D-Cal), in supporting H.R. 1341, observed that regulators must ensure that the calculation of the derivatives credit valuation adjustment is uniform and does not disadvantage U.S. financial institutions.The Committee approved an amendment sponsored by Rep. [read post]
15 May 2013, 11:10 pm
The House Financial Services Committee approved legislation requiring the Financial Stability Oversight Council (FSOC) to conduct a study and report to Congress on the likely effects that differences between the U.S. [read post]
2 Apr 2020, 9:34 am
On March 10, 2020, the New York Department of Financial Services (NYDFS) issued guidance to all of its regulated institutions engaged in virtual currency business activity, requiring them to have plans for preparedness to manage the possible operational and financial risks posed by the COVID-19 pandemic. [read post]
2 May 2022, 3:55 pm
The consumer financial services industry is not seeking a “pass” when it comes to any form of discrimination. [read post]
2 Apr 2020, 7:44 am
On March 10, 2020, the New York Department of Financial Services (NYDFS) issued guidance to all of its regulated institutions engaged in virtual currency business activity, requiring them to have plans for preparedness to manage the possible operational and financial risks posed by the COVID-19 pandemic. [read post]
2 Nov 2022, 6:05 pm
Lee and Jonathan Wasser Continued Internal Revenue Service processing delays are preventing businesses from receiving pandemic relief benefits, according to the U.S. [read post]
