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24 Nov 2013, 10:00 pm
If the staff is found to have neglected these precautions, it could prove their liability in this case. [read post]
15 Mar 2021, 6:50 am
"Even though we recognize and respect that this motion is not mandatory; nevertheless, with the intent of promoting staff safety, we encourage all staff to join us," the Jan. 27 email said.Only 25 employees signed up. [read post]
8 Nov 2024, 6:10 am
Trump’s previous picks for chiefs of staff... were chosen either because they were recommended by top Republicans in Washington, in Mr. [read post]
28 Mar 2013, 6:22 am
Mar. 7, 2012) (arguing that a reference to the Rule 14a-8 eligibility requirements in a proxy access shareholder proposal was vague and indefinite, although the staff ultimately concurred with the exclusion of the shareholder proposal on other grounds); Dell Inc. [read post]
17 Mar 2014, 6:00 am
He was later promoted to a different position, promoted to the position of member of the technical staff. [read post]
14 Jan 2015, 6:00 am
In this circumstance, the SEC's staff will not provide its concurrence (in the form of a no-action letter) with a company's decision to exclude a shareholder proposal on the basis of the ordinary business exception if the staff determines that the issue "transcend[s] the day-to-day business matters and raise[s] policy issues so significant that it would be appropriate for a shareholder vote. [read post]
8 Nov 2012, 11:37 am
Staff discovered that the veteran had been captured by the Germans in 1944 and sent to a labor camp in Poland. [read post]
1 Jun 2013, 5:55 am
However, in reviewing the staff report more closely, it appears that the owner has retained an appraiser and also an attorney. [read post]
18 Oct 2019, 6:00 am
This will impact many offices by being unable to retain competent staff. [read post]
12 Apr 2014, 10:13 pm
• How does the staff ensure that residents of the nursing home do not wander away? [read post]
20 Jan 2011, 11:24 am
Section 914 of the Dodd-Frank Act mandates that the SEC conduct a study to review and analyze the need for enhanced examination and enforcement resources for investment advisers. [read post]
6 Apr 2020, 7:44 am
15 Dec 2022, 10:00 pm
The SEC’s Division of Corporation Finance recently posted new compliance and disclosure interpretations concluding that any registered broker-dealer acting as an authorized participant (AP) for any ActiveShares exchange-traded fund (ETF) may rely on the Commission’s disaggregation guidance to separately report ownership of securities acquired in a confidential brokerage account (Confidential Account) with a nonaffiliated brokerage firm (AP Representative), for the benefit of the AP. [read post]
15 Dec 2022, 10:00 pm
The SEC’s Division of Corporation Finance recently posted new compliance and disclosure interpretations concluding that any registered broker-dealer acting as an authorized participant (AP) for any ActiveShares exchange-traded fund (ETF) may rely on the Commission’s disaggregation guidance to separately report ownership of securities acquired in a confidential brokerage account (Confidential Account) with a nonaffiliated brokerage firm (AP Representative), for the benefit of the AP. [read post]
9 Dec 2011, 7:40 am
Second Mile, the youth charity founded by former Penn State Football coach Jerry Sandusky, is struggling to stay in operation in the midst of the hurricane that has hit it. [read post]
14 Apr 2020, 10:16 am
22 Nov 2022, 12:00 pm
Reynen Court, the so-called app store of law, is reducing its headcount, cutting expenses, and telling vendors on its platform they might experience service delays. [read post]
Survey suggests in-house lawyers are from Mars, IT staff from Venus, but what on earth does it mean?
19 Jul 2010, 6:45 am
Am. [read post]
8 Nov 2023, 10:27 pm
This article was co-authored by Roxanne Hilton, Amy Parry and Grace Carlson. [read post]
