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26 Oct 2022, 6:52 pm by Kevin LaCroix
Allegations stated BHP made materially false and misleading statements to investors during the period from September 25, 2014 through November 30, 2015, in violation of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934. [read post]
22 Jan 2016, 6:13 am
Sullivan, Ropes & Gray LLP, on Sunday, January 17, 2016 Tags: Compliance and disclosure interpretation, Derivatives, Investment Company Act, Investor protection, Leverage,Mutual funds, No-action letters, Private funds, Risk, Risk management, Rule 18f-4, SEC, SEC rulemaking, Securities Regulation, Swaps PECO v. [read post]
9 Aug 2011, 11:26 am by admin
’ The new rule defines “large trader” as those whose trades in exchange-listed securities equal or are more than two million shares or $20 million in any one day, or 20 million shares or $200 million during any calendar month. [read post]
27 Mar 2023, 5:34 pm by Jose Medina
” Additionally, there is a $7 billion Zero-Emissions Technology Fund Competition for community solar and energy storage investment. [read post]
17 Sep 2018, 9:46 am by Michael S. Levine and Joshua S. Paster
There, the operative “prior or pending litigation … or investigation” was an investigation and prosecution of Platinum’s founder for allegedly bribing the president of the Correction Officers Benevolent Association in order to secure an investment The parties agreed that to determine whether the exclusion applied, the court was obligated to undertake a “side-by-side review,” comparing facts that occurred before November 20, 2015, with facts… [read post]
16 Oct 2008, 7:42 am
In addition, target agencies with total annual ICT spends between $2 million and $20 million to achieve a 7.5% reduction on average of their BAU from 2007??? [read post]
3 Aug 2010, 9:40 am by Christine Hurt
  To add value, outside directors have to invest a lot of time:  prep time, travel time, meeting time. [read post]
4 Apr 2007, 3:41 am
Thus, my sense is that the SHO is firmly entrenched as a second tier PGA Tour event even after the HGA's prodigious investment with Redstone. [read post]
19 Jun 2012, 2:47 am by Bob Kraft
Some insurance vendors have touted savings of about 20% after moving to claims software from using human adjusters, the report said. [read post]
3 Jun 2019, 6:27 am by Paula Lombardi
Under the federal program the price of carbon is initially set at $20/tonne and then increased to $30/tonne in the year 2020. [read post]
5 Jun 2011, 4:17 pm by StephanieWestAllen
Most of his clients are families with significant investment operations and/or operating businesses. [read post]
31 May 2007, 8:58 am
The tool was a fraction of the cost, and the supplier was willing to return that investment after a specified tonnage of raw material had been produced (Hint to everyone.. that is pretty standard). [read post]
22 Jul 2020, 9:03 pm by Joe Whitworth
 The Commission will, as announced in the Farm to Fork strategy, continuously invest in the fight of food fraud and is stepping up the tools to fight against these practices. [read post]
20 Apr 2009, 8:00 am
 Some simply use a simple formula by multiplying your yearly income by 20. [read post]
6 Feb 2018, 2:37 pm by Marco Rossi
In addition, the Act provides for a new 20% deduction for so-called “qualifying income” of businesses conducted through pass through entities or as sole proprietorships that could, where the deduction is applicable without limitation, reduce the maximum effective federal income tax rate on such income from 37% to 29.6%. [read post]
26 Jun 2019, 11:12 am by Rob Robinson
Gamson has more than 20 years of experience in fast-growing SaaS organizations. [read post]
29 Nov 2005, 1:06 pm by Ed Sim
The Slide Deck: make it short and sweet, 15-20 slides will do. [read post]