Search for: "Financial Industry Regulatory Authority"
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14 May 2012, 2:00 pm
Anyone Can Be a Victim of Fraud Florida’s Financial Industry Regulatory Authority said that investment-fraud victims tend to be well-educated males who have higher levels of income and education than non-victims. [read post]
5 Jun 2022, 5:48 pm
See Centre for Strategy and Evaluation Services, “Impact Evaluation of SRA’s Regulatory Reform Programme: A Final Report for the Solicitors Regulatory Authority,” April 2018. [read post]
7 Apr 2023, 3:47 pm
Reliance on industry is core of Art. 17—cooperation b/t creative industry and platform industry. [read post]
15 Dec 2017, 9:01 am
Financial Reports. [read post]
15 Dec 2017, 9:01 am
Financial Reports. [read post]
11 Jun 2018, 2:44 am
Concurrently, the legal and regulatory world is being upended by technological advances from cryptocurrencies and blockchain to peer-to-peer lending and enhanced mobile financing, capturing the attention of Wall Street investors and industry regulators alike. [read post]
22 Jan 2016, 6:12 am
” Which industries are targeted? [read post]
1 May 2022, 4:30 pm
The Financial Times, TechCrunch, Verge, BBC, New York Times and Reuters are just some of the many to publish responses to the news. [read post]
6 Aug 2012, 4:17 pm
See Hercules Industries, Inc. v. [read post]
6 Nov 2023, 7:39 am
Independent regulatory agencies will address risks that may arise from the use of AI, including risks to financial stability. [read post]
2 Mar 2021, 7:57 am
Stamer also has worked internationally and domestically as an advisor to business, community and government leaders on these and other legislative, regulatory and other legislative and regulatory design, drafting, interpretation and enforcement, as well as regularly advises and represents organiza [read post]
9 Mar 2022, 7:47 pm
Among other things, the Proposed Rule will require that public companies: Amend Form 8-K to require registrants to disclose information about a material cybersecurity incident within 4 business days after the registrant determines that it has experienced a material cybersecurity incident;Add new Item 106(d) of Regulation S-K and Item 16J(d) of Form 20-F to require registrants to provide updated disclosure relating to previously disclosed cybersecurity incidents and to require… [read post]
13 May 2019, 2:45 pm
For example, the New York Department of Financial Services (‘NYDFS’) in March 2017 issued its Cybersecurity Regulation (23 NYCRR 500) (‘the NYDFS Cybersecurity Regulation’), a groundbreaking and far-reaching regulatory regime focused on financial institutions licensed in New York, including insurance companies. [read post]
18 Apr 2009, 12:00 pm
The NAIC and state insurance regulators are not capable of regulating structured settlements or settlement planning under current laws, regulatory authority and budgets. [read post]
16 Mar 2020, 11:06 am
Consider, for example, the $575 million settlement obtained from Equifax by the FTC in partnership with the Consumer Financial Protection Bureau and most of the country’s state attorneys general. [read post]
22 Aug 2017, 1:29 pm
See HERE.I had the privilege of co-authoring this paper with a global expert on trade and finance, Bashar Malkawi, Dean of the University of Sharjah College of Law. [read post]
3 Sep 2020, 6:27 pm
Stamer or her health industry and other experience and involvements, see http://www.cynthiastamer.com or contact Ms. [read post]
3 Sep 2014, 4:14 am
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
2 Aug 2018, 12:39 pm
The Current CFIUS Process Originally created as an advisory body, CFIUS began to take on more regulatory functions after Congress gave the president authority to suspend or prohibit certain types of foreign investments through the 1988 Exon-Florio Amendment. [read post]
18 Mar 2020, 3:46 pm
The city offered free gas for five years to any industry that would move to Amarillo. [read post]
