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10 Oct 2018, 12:40 pm
” Prior to the 2011 SEC CF Guidance, publicly traded companies were not necessarily required to report in their SEC filings if a data security incident had occurred or if they had fixed the problem. [read post]
10 Oct 2018, 11:28 am
New Relists PDR Network, LLC v. [read post]
19 Sep 2018, 11:28 am
By Chris Sagers[1] In the world there are weightier things than antitrust, and the Supreme Court nomination of Judge Brett Kavanaugh involves many of them. [read post]
5 Sep 2018, 3:58 am
Two main things, both centered around trying to reduce costs by avoiding taxes. [read post]
31 Jul 2018, 10:40 am
So has the revitalization of major urban centers. [read post]
3 Jun 2018, 2:18 pm
(GDAX); (2) Gemini Trust Company; (3) bitFlyer USA [read post]
16 Apr 2018, 4:48 pm
., which states that a security is an investment contract in which a person 1) invests their money; 2) in a common enterprise; 3) with an expectation of profits; 4) based on the efforts of the promoter or a third party. [read post]
15 Apr 2018, 4:02 pm
Canada Michael Geist notes the importance of robust data rules in modern trade agreements. [read post]
12 Apr 2018, 7:42 pm
§ 541.100(a)(2)-(4) to determine whether an employee is a manager or supervisor for purposes of section 3(m). [read post]
2 Apr 2018, 4:03 pm
2. [read post]
20 Mar 2018, 10:46 am
Our firm has also handled many shareholders and LLC disputes between owners of closely held corporations, and LLCs. [read post]
6 Mar 2018, 8:01 am
[iii] These extremely high levels are unheard for assets traded in volumes as high as cryptocurrencies in 2017. [read post]
12 Feb 2018, 3:02 pm
While the unfettered and shadowy nature of ICOs remains unsettling to say the least, what is most frightening is that ICOs help facilitate the criminal side of the cryptocurrency world. [read post]
2 Feb 2018, 6:10 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, February 2, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 26–February 1, 2018. [read post]
29 Jan 2018, 11:28 pm
Law firms and attorneys, the so-called “gatekeepers” connected to ICOs, have moved front and center on the SEC’s radar. [read post]
12 Dec 2017, 4:36 pm
Munchee was seeking $15 million in capital to improve an existing iPhone app centered on restaurant meal reviews and create an “ecosystem” in which Munchee and others would buy and sell goods and services using the tokens. [read post]
2 Oct 2017, 4:50 pm
What is Outsider Trading? [read post]
28 Sep 2017, 2:41 pm
Accessing that information before it’s disclosed publicly could allow hackers to profit by trading ahead of the information’s release. [read post]
11 Apr 2017, 3:01 pm
Collective and collective activities are at the center of this field. [read post]
7 Apr 2017, 6:00 am
Dellaert, Erasmus University Rotterdam, on Wednesday, April 5, 2017 Tags: Algorithmic trading, Banks, Broker-dealers, Consumer protection, Financial advisers, Financial regulation, Financial technology, FINRA, Insurance, Investor protection, Systemic risk How Directors Can Use Sustainability to Drive Value Posted by Steven B. [read post]
