Search for: "ALLEN MATKINS"
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6 Jan 2010, 4:09 am
FINRA Adopts New Private Offering Rule on Use of Proceeds And here is one from Allen Matkins: "Private offerings of securities by a FINRA member firm or a control entity must comply with new disclosure and filing requirements and limitations on the use of proceeds. [read post]
13 May 2010, 5:01 am
Keeping Silent While Others (Mis)Speak Here is news from Keith Bishop of Allen Matkins: Suppose you are a high ranking executive who is participating in an analyst call with a colleague and your colleague makes a misstatement. [read post]
15 Sep 2011, 9:13 am
Allen Matkins has 50 videos. [read post]
10 Jul 2019, 3:44 am
California Reports on Mandatory Women Directors Here’s the intro from this blog by Allen Matkins’ Keith Bishop: As noted yesterday, the California Secretary of State published a report on its website concerning publicly domestic or foreign corporations with principal executive offices are located in California. [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
11 Dec 2011, 9:10 pm
Then I read an article by Adam Stock, the marketing and business development director for Allen Matkins, and Adrian Dayton, an author and social media strategist, that web traffic will tell a firm what's working when it comes to social media and the Internet. [read post]
21 Feb 2018, 3:47 am
Anyway, Allen Matkins’ Keith Bishop told me about this bill recently introduced in California that would require at least three women on a board when the authorized number of directors is six or more. [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
15 Jan 2010, 5:13 am
In California: Fiduciary Duty of Shareholders under Bylaws Keith Bishop of Allen Matkins notes: Last week, a California court of appeal held - in Tien Le v. [read post]
21 Oct 2013, 4:06 am
SEC's Bad Actor Rules Roil Opinion Practice Here's a blog from Allen Matkin's Keith Bishop: The SEC's bad actor rules are causing a great deal of consternation amongst lawyers who are being asked to give opinions that the offer and sale of securities do not require registration under the Securities Act of 1933. [read post]
14 Oct 2014, 3:26 am
” SEC Could Lose Ability to Bring Enforcement Actions Before Administrative Law Judges In this blog, Allen Matkins’ Keith Bishop notes that the SEC has considerable latitude in choosing whether to pursue enforcement actions in an administrative setting or in a true Article III court. [read post]
19 Oct 2012, 11:47 am
Finally, I want to report on a conversation I had after the seminar with a former partner of mine, Rick Friess from Allen Matkins, that sort of sums up the whole day. [read post]
8 Apr 2009, 11:58 am
” According to the story, talk of salary cuts was enlivened last week when Los Angeles-based Allen Matkins Leck Gamble Mallory & Natsis said that all incoming first-year associates would be brought in at the lower salary of $145,000 and current first-years would be paid the same. [read post]
7 Mar 2012, 1:53 pm
At launch, we are serving up terrific video by Womble Carlyle, Allen Matkins, Loeb & Loeb, Dechert, Sands Anderson, Bloomberg Law, and MarketsReformWiki ... with others on the way. [read post]
22 Jan 2015, 4:02 am
There are many other interesting stats about filings made last year in this blog from footnoted.com… Legal Opinions for Registration Statements: SEC Enforcement Activity This blog by Allen Matkins’ Keith Bishop is interesting. [read post]
1 Mar 2016, 3:21 am
Webcast: “Hot Issues for Your Annual Meeting” Tune in tomorrow for the webcast – “Hot Issues for Your Annual Meeting” – to hear Allen Matkins’ Keith Bishop, Independent Inspector Carl Hagberg, Potter Anderson’s Roxanne Houtman and Broadridge’s Jill Whitney discuss the latest developments – including how to handle tricky issues – related to annual shareholder meetings. [read post]
19 Apr 2010, 6:31 am
Placement Agent Regulation Makes Headline News On "The Mentor Blog," I've recently posted a few items from Keith Bishop of Allen Matkins about placement agent regulation. [read post]
8 Jun 2009, 3:40 am
"While lateral moves at the top firms have nearly frozen, midsize firms like Sheppard, Mullin, Richter & Hampton; Buchalter Nemer; and Allen Matkins Leck Gamble Mallory & Natsis are regularly cranking out new-hire press releases.While the motivations for partner moves are numerous and often complex, sources said midsize firms are seizing on several opportunities in the current economic downturn: Clients want lower rates; partners want more control; midsize… [read post]
14 Apr 2009, 5:16 pm
And when Allen Matkins cut salaries last month, it said the move averted more layoffs. [read post]
15 Mar 2007, 1:04 am
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Allen Matkins Opens Office in Northern California
The Recorder
Two-hundred attorney real estate firm Allen Matkins Leck Gamble Mallory & Natsis plans to open a Walnut Creek, Calif., office in May -- its second location in the San Francisco Bay Area. [read post]
