Search for: "ASSOCIATED SECURITIES CORP."
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15 Jun 2010, 12:45 pm
The architects' trade association is lobbying against the bill with a similar list of complaints. [read post]
11 Dec 2015, 3:06 am
Yesterday, Corp Fin weighed in on the FAST Act with this pair of CDIs and this “announcement,” which not only is a brief summary highlighting changes in the securities laws – but also provides some interpretive guidance. [read post]
18 Jun 2020, 3:03 am
Marty truly loved the SEC and Corp Fin. [read post]
3 Jan 2012, 1:41 pm
Army Corps of Engineers issued a generic nationwide permit (NWP 46) allowing persons to secure approval for qualifying discharges into 'waters of the United States' without going through the more laborious process of securing an individual permit. [read post]
13 Dec 2007, 4:43 pm
The Associated Press reports that American Tower Corp. has agreed to pay $14 million to settle class action lawsuits alleging violations of federal securities laws "concern[ing] its historical stock option granting practices and related accounting. [read post]
12 Nov 2015, 11:40 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Apr 2012, 7:14 pm
Harry Friedman, a principal of Global Arena Capital Corp. has agreed to a bar that prevents him from associating with any Financial Industry Regulatory Authority member. [read post]
10 Oct 2011, 4:50 am
More on "STA's Beneficial Ownership Processing Study" Last week, I blogged about a study from the Securities Transfer Association that evaluates 20 Broadridge invoices and claims that transfer agents can process beneficial ownership services cheaper than Broadridge. [read post]
9 Mar 2021, 6:00 am
The National Peace Corps Association and the National Whistleblower Center (NWC) have both endorsed the bill. [read post]
17 Aug 2009, 3:53 pm
See related blog posting: San Francisco's Charles Schwab Corp. [read post]
9 Jan 2023, 12:30 pm
Some of these endings include: Corporation; Corp; Incorporated; Company; Association; Fund, or; Foundation. [read post]
13 May 2008, 5:16 am
The cast included a number of folks from the Denver Regional Office, including Amy Norwood, Assistant Regional Director, Don Hoerl, associate regional director, and Kevin Goodman, associate regional director, regulation. [read post]
10 May 2017, 3:04 am
Yesterday, the SEC announced that Bill Hinman will serve as Corp Fin’s next Director. [read post]
17 Jul 2019, 8:17 am
Energy Development Corp. [read post]
16 Jul 2019, 1:25 pm
Bethesda-based global security and aerospace company Lockheed Martin will produce High Mobility Artillery Rocket System (HIMARS) launchers and associated hardware for the U.S. [read post]
25 Sep 2016, 6:28 am
Call Associates and Bruce L. [read post]
29 May 2009, 2:51 pm
The SEC recently charged 10 brokers associated with the now-defunct Brookstreet Securities Corp. [read post]
23 Feb 2021, 7:51 am
Army JAG Corps, Professor of Law, U.S. [read post]
18 Jan 2011, 4:50 am
AICPA Conference: Notes and Corp Fin Presentations As it typically does, the SEC has posted these PowerPoint presentations used by its staffers during last month's annual AICPA Conference: - "Current Corp Fin Developments" - Wayne Carnall, Corp Fin Chief Accountant and others - "Current Corp Fin Developments" - Wayne Carnall, Corp Fin Chief Accountant (this is in addition to the above) - "Areas of Frequent Staff… [read post]
5 Mar 2019, 10:03 am
Newbridge Securities Corp. [read post]
