Search for: "AUSTIN INVESTMENT FUND LLC" Results 81 - 100 of 140
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7 Jun 2019, 6:09 am
Securities & Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation The Past and Present of Mutual Fund Fee Regulation Posted by Quinn Curtis (University of Virginia), on Thursday, June 6, 2019 Tags: Asset management, Fiduciary duties, Fund… [read post]
24 May 2019, 9:41 am by Nate Nead
Get in touch with one of our investment bankers today to discuss how we can help with your capital transaction goals. [read post]
20 May 2019, 9:11 am by MOTP
Take Payday Lenders and Arbitration as a Textbook Case: What is the Majority Position on Litigation Waiver and Who Got It Right? [read post]
25 Apr 2019, 9:07 am by Unknown
”Commission-appointed Committee members include:Robert Fox - National Managing Partner, Professional Standards Group, Grant Thornton LLP; Chicago, ILCarla Garrett - Corporate Partner, Potomac Law Group PLLC; Washington, DCStephen Graham - Co-Chair, Fenwick & West LLP’s Life Sciences Practice; Seattle, WASara Hanks - CEO and Co-Founder, CrowdCheck, Inc.; Alexandria, VAYoungro Lee - CEO and Co-Founder, NextSeed; Houston, TXBrian Levey - Chief Business Affairs and Legal Officer, Upwork… [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded fundsInvestment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
22 Jan 2019, 11:31 am by Alexandra Feinson
During her 1L summer, she worked as a litigation clerk for the Animal Legal Defense Fund. [read post]
9 Aug 2018, 2:37 pm by Ron Miller
Accordingly, Congress did not invest the member with a right to take notes of other CBAs (Acosta v. [read post]
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
21 Feb 2018, 10:42 am by Renae Lloyd
Risks of ETFs An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
7 Feb 2018, 10:42 am by Mack Sperling
Breach Of Fiduciary Duty Claim Against Investment Advisor Gets Past Motion To Dismiss The Plaintiffs in the Austin case, who had invested funds with the Defendants acting as their investment advisors, sued when the individual Defendant (Barnes) persuaded them to invest in a sketchy venture. [read post]
7 Feb 2018, 5:42 am by Mack Sperling
Breach Of Fiduciary Duty Claim Against Investment Advisor Gets Past Motion To Dismiss The Plaintiffs in the Austin case, who had invested funds with the Defendants acting as their investment advisors, sued when the individual Defendant (Barnes) persuaded them to invest in a sketchy venture. [read post]
25 Dec 2017, 6:52 pm by Nate Nead
This article is one in a series covering the self-storage industry, a sub-sector of commercial real estate investments. [read post]
16 Jun 2017, 6:19 am
Kanzer, Domini Impact Investments LLC, on Thursday, June 15, 2017 Tags: CHOICE Act, Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Financial CHOICE Act of 2017 Posted by H. [read post]
29 Mar 2017, 5:09 am by SHG
At the age of twenty-five, you founded your first business, CDA Investment Technologies. [read post]
21 Oct 2016, 1:00 am
Nadler, Nadler Advisory Services LLC, on Wednesday, October 19, 2016 Tags: Board communication, Board composition, Board dynamics, Boards of Directors, Director qualifications, Diversity,Engagement, Executive turnover, Management, Oversight, Shareholder activism, Succession It Pays to Set the Menu: Mutual Fund Investment Options in 401(k) Plans Posted by Veronika Krepely Pool, Indiana University, on Thursday, October 20, 2016 Tags: 401(k), Conflicts of interest,… [read post]
1 Jul 2016, 6:11 am
Jacobs, Sidley Austin LLP, on Tuesday, June 28, 2016 Tags: Appraisal rights, Arbitrage, Buyouts, Delaware cases, Delaware law, DGCL, Hedge funds, In re Appraisal of Dell,Merger litigation, Mergers & acquisitions, Shareholder voting, Transkaryotic Brexit: What Does the Vote Mean for Business? [read post]