Search for: "Action Stock Transfer"
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30 Oct 2011, 9:48 pm
He was responsible for opening securities accounts and conducting stock trading for clients of KGI Asia. [read post]
17 Jul 2023, 9:01 pm
(For what it’s worth, this is not the first U.S. suspension of cluster munition transfers. [read post]
1 Oct 2018, 3:40 am
All such voting and other rights and powers relating to the [stock] shall be deemed assigned and transferred by [Patrick] to [Moklam] effective as of the date hereof and shall be vested in and exercisable by [Moklam] at all times throughout the term of this Agreement. [read post]
12 Mar 2014, 5:00 am
Still, it is important that affected employers review their restricted stock arrangements and determine whether they should take additional action. [read post]
16 Jan 2014, 12:35 pm
The key clarifications/updates of interest to providers include: • Instructions for processing disclosures of final adverse actions reported by providers and suppliers or law enforcement agencies; • New instructions for the maintenance of information for all "Contact Persons" listed in Section 13 of Form CMS-855 until the provider or supplier provides written instructions for removing the contact person's information from the Provider Enrollment, Chain, and Ownership System; and… [read post]
24 Sep 2009, 4:21 am
Shareholders who acquire a company's stock generally do so in an aftermarket transaction, not directly from the stock offering of a company. [read post]
28 Jul 2020, 8:45 pm
In the meantime you should take stock of the international transfers you make and react promptly as guidance and advice becomes available”. [read post]
10 Apr 2014, 6:48 pm
In this Will Contest case, a motion by the executor for an order consenting to a transfer to this court of an action currently is pending in Supreme Court, New York County. [read post]
15 Jul 2017, 4:27 pm
Final Regulations under Section 367 on the Treatment of Certain Transfers of Property to Foreign Corporations.Notice 2017-38Follow @crubincrubin [read post]
7 Aug 2023, 9:01 pm
Well, the first set of actions relates to Ukraine’s compliance with assurances it has given the United States about its use. [read post]
20 Jun 2021, 10:56 pm
Stock division can get messy because most employers restrict the transfer of stock options to another person, even when it’s for divorce purposes. [read post]
9 Mar 2016, 12:09 pm
Backed by a new law passed by the Malaysian government, the fund appointed an administrator last year to oversee the transfer of assets and liabilities. [read post]
11 May 2021, 12:10 pm
Most contracts transfer automatically and seamlessly to the new owner. [read post]
4 Mar 2011, 7:04 am
Joint Stock Co. [read post]
14 May 2022, 6:31 am
Continental Stock Transfer & Trust Company (Apr. 1, 2022), computer hackers intercepted the email communications of a law firm (the “Law Firm”) involved with the $130 million merger pursuant to which Tassel Parent, Inc. [read post]
14 May 2022, 6:31 am
Continental Stock Transfer & Trust Company (Apr. 1, 2022), computer hackers intercepted the email communications of a law firm (the “Law Firm”) involved with the $130 million merger pursuant to which Tassel Parent, Inc. [read post]
22 Aug 2012, 1:09 am
The market does not automatically build information about the fund itself into the fund’s NAV, as it does in the case of the price of, e.g., a publicly traded stock. [read post]
17 Mar 2022, 1:16 pm
The Court noted that in seeking to have the opt-out action transferred to the court in which the class action was pending, First Solar had not the “substantial overlap in legal and factual issues and the substantial overlap in parties,” which, First Solar argued, weighed in favor of transferring the opt-out action. [read post]
2 Mar 2014, 12:39 pm
On January 31, 2014 (revised February 4, 2014), the SEC issued a no-action letter to a group of attorneys who requested assurance on an issue that has long been on the minds of securities lawyers: are people who facilitate the sale of a controlling interest in a business involving a transfer of stock — which the Supreme Court has held to be a sale of securities under federal securities laws — required to register as broker-dealers under the Securities… [read post]
2 Mar 2014, 12:39 pm
On January 31, 2014 (revised February 4, 2014), the SEC issued a no-action letter to a group of attorneys who requested assurance on an issue that has long been on the minds of securities lawyers: are people who facilitate the sale of a controlling interest in a business involving a transfer of stock — which the Supreme Court has held to be a sale of securities under federal securities laws — required to register as broker-dealers under the Securities… [read post]
