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30 Jul 2022, 6:30 am
I was pleased to support these amendments because, if adopted, they would modernize and improve market oversight for regulators. [read post]
29 Jul 2022, 6:14 am by Richard Pecore
It is also telling that to date, no other MFCU has adopted New York’s aggressive interpretation of this regulation, but it certainly got other state OIGs’ attention. [read post]
19 Jul 2022, 12:11 pm by Goldberg Jones
But it was his adopted parents in Kansas, Jonathan and Martha Kent, who truly shaped the man he became. [read post]
15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
28 Jun 2022, 7:00 am by Steve Parker
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
24 Jun 2022, 4:00 am by Jim Sedor
National/Federal 2022 Primary Results: Alabama Senate runoff, D.C. and Virginia primaries CBS News – Fin Gómez and Aaron Navarro | Published: 6/21/2022 Virginia and the District of Columbia held primaries on June 21 and Georgia also held runoff elections, but perhaps the most closely watched race was the Alabama Republican U.S. [read post]
23 May 2022, 10:16 am by Arthur F. Coon
On May 12, 2022, the First District Court of Appeal filed a 108-page published opinion affirming a judgment denying a CEQA writ petition that challenged Marin County’s approval of a 43-lot single-family residential subdivision on a 110-acre parcel atop a mountain overlooking the Town of Tiburon and San Francisco Bay. [read post]
11 May 2022, 7:00 am by Steve Parker
   Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
3 May 2022, 11:34 am by Robert Liles
 A second group of circuits courts have adopted an “objective” good-faith standard and instructed juries that a prescribing physician cannot be convicted of a violation of the Controlled Substances Act if he or she “reasonably believed” that the prescription was within the usual course of professional practice. [read post]
19 Apr 2022, 6:03 am by Steve Parker
  Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
Tisch Professor of Law at NY School of Law, the Peter and Kirsten Bedford Senior Lecturer at the Hoover Institution, and the James Parker Hall Distinguished Service Professor EmeritusGeoffrey A. [read post]
13 Apr 2022, 3:42 pm by Greg Lambert and Marlene Gebauer
And back then, a lot of the big direct to consumer companies or startups are being funded and Warby Parker was one of the most notable ones and the founders of Warby Parker came from Penn. [read post]
As Alan Devlin deftly puts it: This construction of antitrust law—that dominant companies must affirmatively support their fringe rivals’ ability to compete effectively—adopts a perspective of antitrust that is regulatory in nature. . . . [read post]