Search for: "Advertising - Solicitation"
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2 Jul 2012, 5:00 am
Schapiro testified that the SEC will not make the deadline for lifting the ban on general solicitation and advertising and the reasonable process for verification of accredited investors. [read post]
17 Oct 2016, 6:42 am
(3) Did defendant actively solicit this particular plaintiff, indicating potential solicitation of others? [read post]
11 Jul 2013, 6:06 pm
Most of the exemptions from registration prohibit companies from engaging in general solicitation or general advertising -- that is, advertising in newspapers or on the Internet among other things -- in connection with securities offerings.Rule 506 of Regulation D is the most widely-used exemption from registration. [read post]
16 Dec 2009, 6:09 am
An open letter to Jon Liebowitz, The Chairman of the Federal Trade Commission in Washington DC Please view this advertisement from 123 Lump Sum, the Florida company which solicits people nationally under the "cash now " scheme. [read post]
19 Feb 2009, 9:28 am
But for lawyers interested in representing the plaintiffs, New York's new ethics rules on lawyer advertising and solicitation impose a significant constraint. [read post]
25 Feb 2009, 10:21 pm
(2/2/07)NY Advertising Rules Found Unconstitutional By Federal Judge (7/23/07)Attorney Solicitation 2.0 --- Is It Ethical? [read post]
16 Jul 2013, 4:02 pm
The proposal for the rule change is online Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings. [read post]
25 Sep 2013, 5:00 am
When the SEC issued Rule 506(c), it also proposed a new rule that would require a company to submit its general solicitation and advertising materials. [read post]
4 Jan 2007, 8:16 am
A New York court issued long-awaited new rules on lawyer advertising yesterday, reports the FT’s Brooke Masters. [read post]
11 Oct 2013, 6:58 am
Later this month the Ohio Division of Securities is expected to conduct a hearing regarding the Division’s allegations that SoMoLend Holdings, LLC improperly sold securities using general solicitation and advertising (among other claims including securities fraud). [read post]
1 Aug 2013, 1:53 pm
The final rules for eliminating the prohibition against general solicitation and general advertising in Rule 506 and Rule 144A offerings will become effective on September 23, 2013, which is 60 days after the July 24, 2013 date they were published in the Federal Register. [read post]
2 Apr 2012, 9:26 am
Prior to January 2012, 40 Texas Administration Code §49.19, entitled “Advertising and Solicitation of Clients,” prohibited certain activities related to a provider’s soliciting prospective clients from other providers. [read post]
14 Aug 2019, 1:00 pm
Any advertisements soliciting clients who may allege an injury from a prescription drug approved by the U.S. [read post]
8 Nov 2007, 10:22 am
* Support this blog's advertiser LawComix [read post]
3 Sep 2012, 6:16 am
In the SEC’s proposed rules on ending the ban on general solicitation and advertising in Regulation D Rule 506 offerings to accredited investors, the SEC indicated that there are some factors to consider in determining whether the company has taken reasonable steps to verify that purchasers are all accredited, a condition to being allowed to do advertising and general solicitation. [read post]
3 Feb 2011, 6:15 am
The best example of this is its stubborn prohibition of any “general solicitation”—meaning publicity—in connection with a private placement. [read post]
19 Mar 2010, 4:38 pm
Is this solicitation? [read post]
15 Aug 2023, 8:47 am
This can be done by operating an establishment such as a brothel, using online advertisements to facilitate transactions, or otherwise accepting money on behalf of a person who has engaged in prostitution. [read post]
9 Oct 2012, 12:17 pm
On August 29, 2012, the SEC issued proposed rules to implement Congress' mandate, under the Jumpstart Our Business Startups Act (the "JOBS Act"), that the agency eliminate the existing ban on use of general solicitation and/or general advertising for Rule 506 and Rule 144A offerings. [read post]
9 Oct 2012, 12:17 pm
On August 29, 2012, the SEC issued proposed rules to implement Congress' mandate, under the Jumpstart Our Business Startups Act (the "JOBS Act"), that the agency eliminate the existing ban on use of general solicitation and/or general advertising for Rule 506 and Rule 144A offerings. [read post]
