Search for: "Alabama Securities Commission"
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10 Jun 2008, 11:22 pm
Martin and World Group Securities earned $98,000 in commissions from these transactions. [read post]
23 Oct 2009, 12:17 pm
According to the Alabama Securities Commission, 26,485 Reg D offerings were filed last year with the SEC which requires scant information about the private placements. [read post]
18 Aug 2012, 11:30 pm
Commission on Civil Rights in Birmingham, Alabama on August 17, 2012. [read post]
16 Nov 2012, 11:39 am
Those commissions can drive fees to levels that make it difficult for prisoners to maintain contact with spouses, children and parents. ...Global Tel*Link, based in Mobile, Alabama, has about 50 percent of the correctional-phone services market, followed by Securus with almost 30 percent, according to Standard & Poor’s. [read post]
8 Feb 2018, 2:02 pm
Alabama Coushatta Tribe of Texas (Indian Gaming Regulatory Act - Class II Gaming)United States v. [read post]
8 Feb 2018, 2:02 pm
Alabama Coushatta Tribe of Texas (Indian Gaming Regulatory Act - Class II Gaming)United States v. [read post]
6 May 2022, 12:19 pm
A Florida state court is now entertaining a case where the Alabama Securities Commission is seeking to vacate an award that granted expungement of customer complaints from a UBS broker’s record. [read post]
2 Oct 2008, 12:45 pm
"We've seen a long list of banks abused by this malware promising better security with Digital Certificates, but this is the first employment company targeted for this criminal's scam," Warner said. [read post]
20 Sep 2007, 3:02 pm
Joe Borg, director of the Alabama Securities Commission in Montgomery and president of NASAA said "The perception that white-collar crime is victimless has been changing since Enron. [read post]
17 Aug 2012, 11:12 pm
This is a reversal from the Commission’s earlier Wells notification to Goldman notifying the bank that it would likely be the target of a civil action. [read post]
8 Jun 2023, 9:05 pm
Securities and Exchange Commission’s proposed amendments to the “Names Rule. [read post]
16 Jul 2009, 12:15 pm
Beiersdoerfer, of Calera, Alabama, and his son, Kirk Gresham, have also been named as "relief defendants. [read post]
18 Mar 2008, 3:39 am
We wanted to warn Alabama Consumers on the latest target for identity thieves. [read post]
27 Sep 2017, 5:52 am
Securities and Exchange Commission Chairman Jay Clayton is taking heat over the fact that his agency was hacked in 2016, but nothing was mentioned about it until last week. [read post]
5 Jul 2018, 10:31 am
The Commission has charged Watkins with violations of the antifraud provisions of both the Securities Act and the Exchange Act arising from inducing clients to invest in purported waste-to-energy ventures but instead using the clients' funds for personal expenses. [read post]
17 Aug 2011, 10:10 am
Texas HB 1822 Specifically authorizes a partial release of security when the amount of security remaining would meet certain requirements. [read post]
11 Feb 2019, 2:45 pm
” Alabama prison officials offered no meaningful defense of their discriminatory policy, beyond unfounded, conclusory assertions that in the interest of safety and security, only the state-employed Christian chaplain could be present. [read post]
8 Jun 2008, 6:52 pm
Alabama: "That every citizen has a right to bear arms in defense of himself and the state. [read post]
13 Apr 2023, 1:32 pm
SA Stone Wealth Management (CRD# 18456) is a registered broker-dealer headquartered in Birmingham, Alabama. [read post]
23 Jun 2015, 8:24 am
Ross was charged with aggravated assault because of his alleged use of a firearm during the commission of an assault. [read post]