Search for: "Amendments To Rules Regulating the Bar"
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21 Dec 2013, 9:57 pm
In the final Volcker Rule, hedging looks tougher, market-making looks simpler, trader compensation remains appropriately structured, and CEOs are required to set the tone at the top.Section 619 was, among other things, intended to change the culture and practices at the largest financial firms, noted the Senators, and in the final Volcker Rule the financial regulators have taken a serious step forward in mandating critical corporate governance and tone at the top… [read post]
20 Jan 2021, 9:19 am
On January 19, 2021, the Federal Acquisition Regulatory Council published the final rule amending the Federal Acquisition Regulation (“FAR”) in accordance with President Trump’s Executive Order 13881, “Maximizing Use of American-Made Goods, Products, and Materials. [read post]
24 Jun 2015, 4:10 am
Further commentary would be superfluous.The court also held that the regulation, even though a generally applicable rule, violates Naeem's First Amendment rights:No interest other than esthetics is served by the uniform code.... [read post]
24 Apr 2018, 8:18 am
Therefore, under the Second Amendment, the possession of stun guns may be regulated, but not absolutely banned. [read post]
4 Mar 2013, 3:26 am
Abstract: Among state bars, the Florida Bar has been a pioneer in regulating attorney advertising, especially with respect to new technology. [read post]
27 Jun 2011, 8:41 am
King say the Florida Bar's changes to attorney advertising rules continue to be hyper-technical and difficult for both attorneys and the Bar to enforce.The Florida Bar has proposed wholesale changes to Florida's attorney advertising rules — changes designed to comply with Constitutional limits on the Bar's ability to regulate attorney speech.Regulating attorney speech in lieu of standing up for the First… [read post]
12 Mar 2024, 9:59 am
Environmental Protection Agency (EPA) finalized major amendments to its Risk Management Plan regulation (RMP Rule) on February 27, 2024 (published in the Federal Register on March 11). [read post]
23 Jun 2021, 12:01 pm
By a vote of 6-3, the court agreed with the two businesses challenging the regulation that the rule violates the Fifth Amendment, which bars the government from taking private property without compensation. [read post]
17 Jul 2017, 8:18 am
If LDEQ amends its rules to adopt the TBE, spent catalysts will be barred, the generator will need to comply with the VRE emergency preparedness and response provisions, and the VRE expanded containment requirements will apply. [read post]
27 Jun 2021, 9:05 pm
In 2016, the American Bar Association amended its model rule of professional conduct that defines attorney professional misconduct. [read post]
11 Oct 2015, 9:01 pm
This APRL Committee on the Regulation of Lawyer Advertising questioned bar regulators regarding the enforcement of current advertising rules by state disciplinary authorities. [read post]
25 Sep 2019, 8:28 am
When the exclusionary rule bars unlawfully obtained evidence, it can also extend to any other evidence as well. [read post]
4 Jan 2017, 10:36 am
Photo courtesy of The HSUS The Midnight Rules Relief Act of 2017, H.R. 21, would amend the Congressional Review Act to allow en bloc disapproval of multiple regulations finalized during the last year of a President’s term. [read post]
12 Mar 2019, 1:05 pm
Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s). [read post]
31 Jan 2023, 12:10 pm
These rules usually include both civil and criminal procedure, evidence, professional regulations, and other topics. [read post]
15 Aug 2016, 1:11 pm
The amendment would have removed a provision in the bill establishing new requirements the CFPB would have to follow before it could finalize an arbitration rule. [read post]
28 Mar 2024, 10:36 am
According to FINRA, the securities regulator, on July 7, 2022, SagePoint (now known as Osaic Services) filed an amended Form U4, disclosing a customer complaint alleging that Sosa may have moved money from a customer trust to another customer’s account. [read post]
3 Jun 2019, 11:11 am
Commonwealth fired Bourgeois last month after he allegedly borrowed funds from a customer and violated FINRA rules as a result. [read post]
14 Nov 2022, 8:00 am
And a regulation that is “relevantly” similar to historical regulations passes muster under the Second Amendment, the opinion stated. [read post]
9 Jun 2021, 7:25 pm
The New Jersey Supreme Court ruled that her employer could be liable under both the law against discrimination act and the Worker's Compensation act. [read post]
