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8 Aug 2023, 9:31 am by jeffreynewmanadmin
Wells Fargo Securities, LLC together with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC agreed to pay a $125 million penalty; BNP Paribas Securities Corp. and SG Americas Securities, LLC have each agreed to pay penalties of $35 million; BMO Capital Markets Corp. and Mizuho Securities USA LLC have each agreed to pay penalties of $25 million; Houlihan Lokey Capital, Inc. has agreed to pay a $15 million penalty; Moelis & Company LLC… [read post]
20 Mar 2013, 1:15 pm by WIMS
It's the first time since ASCE started producing Report Cards in 1998 that the grades rose overall and in several sectors. [read post]
25 Sep 2023, 12:27 pm by The White Law Group
SEC charges DWS with Anti-Money Laundering Violations and ESG Misstatements   According to a press announcement, the Securities and Exchange Commission (SEC) has recently taken action against DWS Investment Management Americas Inc. [read post]
30 Nov 2011, 3:33 pm by Stuart Colburn
., has done it again with his third installation on prescription drug abuse in America for the LexisNexis Communities on Workers Compensation. [read post]
25 Sep 2023, 2:26 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced settled charges against the registered investment adviser DWS Investment Management Americas Inc. [read post]
20 May 2010, 11:00 am by Lucas A. Ferrara, Esq.
About CFDAThe Council of Fashion Designers of America, Inc, (CFDA) is a not-for-profit trade association that leads industry-wide initiatives and whose membership consists of more than 350 of America's foremost womenswear, menswear, jewelry, and accessory designers. [read post]
20 Apr 2012, 6:48 am
Certech Inc. received $346,000 in funding from the state Department of Community and Economic Development including $160,000 in job creation tax credits, $36,000 in job training assistance and a $150,000 Pennsylvania First grant. [read post]
26 Feb 2010, 9:45 am
The license agreement had the following provision:If Licensee acquires the Software in North America, the laws of the state of Maryland govern this License Agreement. [read post]