Search for: "American Accounts Advisors Inc." Results 81 - 100 of 472
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29 Aug 2022, 6:49 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Jeffrey Rand Miller (Miller), currently employed by American Portfolios Financial Services, Inc. [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
26 Aug 2022, 4:00 am by Jim Sedor
Shareholders are Pushing Back Fast Company – Kathryn Kranhold (Capital & Main) | Published: 8/25/2022 Shareholders are pressuring some of the largest American corporations to account for political spending that may be aiding voter suppression or election interference. [read post]
5 Jul 2022, 8:39 am by Silver Law Group
  Jaime Quintero   American Independent Securities Goup, LLC   AFA Financial Group, LLC   J-waun Smiley   Morgan Stanley   Charles Schwab & Co., Inc. [read post]
12 May 2022, 8:58 am by Heather Szilagyi
Third, research on TheDonald.win (“The Donald”)—a hard-right, pro-Trump online forum—conducted by the non-partisan investigative organization Advance Democracy, Inc., provides corroborating accounts of individuals affiliated with extremist organizations taking the former president’s words as instructions. [read post]
2 May 2022, 1:51 pm by Silver Law Group
  Jaime Quintero   American Independent Securities Group, LLC   AFA Financial Group, LLC   J-waun Smiley   Morgan Stanley   Charles Schwab & Co., Inc. [read post]
21 Apr 2022, 7:18 am by Silver Law Group
His previous employers are Santander Securities LLC (CRD#:41791) of North Andover, MA, Citizens Securities, Inc. [read post]
4 Apr 2022, 9:49 am by Katherine Pompilio
Morley, manager of federal relations at American Water Works Association; and Amit Yoran, chairman and chief executive officer of Teneble, Inc. [read post]
24 Mar 2022, 6:55 am by Silver Law Group
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
11 Mar 2022, 11:36 am by gabrielagendreau
White House Council on Native American Affairs Special Assistant. [read post]
9 Mar 2022, 7:47 pm by Cynthia Marcotte Stamer
  For instance, in August, 2021, London-based educational publishing giant Pearson plc, agreed to pay $1 million to settle SEC charges that it had inadequate cybersecurity disclosure controls and procedures and made misleading statements and omissions about the 2018 data breach involving the theft of student data and administrator log-in credentials of 13,000 school, district and university customer accounts. [read post]
25 Feb 2022, 12:12 pm by gabrielagendreau
Duties include: (1) Developing strategies and recommendations related to human health and the environment in Indian Country; (2) Working with American Indian Environmental Office (AIEO) Senior Advisors in [read post]
7 Feb 2022, 9:13 am by Katherine Pompilio
The panel will feature Khisrow Fazli, CEO of Ghazanfar Bank; Julia Friedlander, former senior policy advisor at the U.S. [read post]
28 Jan 2022, 11:00 am by gabrielagendreau
Duties include: (1) Offering trainings for health providers and comprehensive legal assistance for low- income patients at partnering hospital or health clinic serving tribes; (2) Providing direct legal help to low-income patients at Little River Band of Ottawa Indians Health Services and Little Traverse Bay Band of Odawa Indians Health Clinic; (3) Providing periodic trainings and presentations to providers at medical facilities, as well as for regularly consulting with medical providers; (4)… [read post]
21 Jan 2022, 12:59 pm by Silver Law Group
GWG Holdings, Inc. announced that it would not make dividend payments on its L Bonds for January 15, 2022 in a form 8-K filed with the Securities and Exchange Commission (SEC). [read post]
21 Jan 2022, 6:28 am
Buyouts: A Primer Posted by Tim Jenkinson (University of Oxford), Hyeik Kim (The Ohio State University), and Michael Weisbach (The Ohio State University), on Friday, January 14, 2022 Tags: Buyouts, Credit supply, Incentives, Institutional Investors, Leveraged acquisitions, Mergers & acquisitions, Shareholder value Preparing for the Shareholder Proposal Season Posted by Marc Gerber, Skadden, Arps, Slate, Meagher & Flom LLP, on Friday, January… [read post]