Search for: "American Mutual Fund"
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26 Jun 2023, 12:26 pm
The Tale of Two Global Institutions (American Historical Review, Vol. 128, no. 2, pp. 588–615, June 2023). [read post]
16 May 2010, 6:05 pm
The fees are automatically taken out of investor mutual fund balances and used as compensation for financial professionals’ expenses, including broker commissions, promotions, and distributions. [read post]
Derivative Use by Investment Companies Will be Harder to Oversee in Coming Years, Warns SEC Official
10 May 2011, 10:38 pm
She made her statements before the Mutual Fund Directors Forum in Washington on April 28 but noted that the views she was expressing are her own. [read post]
19 Sep 2018, 9:44 am
He has three customer disputes against him, alleging delays in transferring mutual funds to a moneymarket fund, a customer not being advised of potential tax consequences from a redemption, and lost money in investments due to the advice of the advisor. [read post]
18 Dec 2020, 9:41 am
. $8.8 Million for Supervisory Violations Related to Variable Annuities, Mutual Funds and 529 Plans / Firm Ordered to Pay $4.4 Million in Restitution to Approximately 2,400 Affected Customers (FINRA Release)Federal Court Affirms Merrill Lynch Victory in Nigerian Discrimination Case (BrokeAndBroker.com Blog)SEC Charges Company and CEO for $119 Million Securities Fraud Targeting Members of the South Asian American Community (SEC Release)SEC Charges Texas-Based Investment… [read post]
14 Jun 2010, 2:13 am
Mutual Funds and Unit Premium The Law-In-Perspective Blog uses the analogy of Ponzi schemes to explain a March 2010 circular of SEBI that prohibits mutual funds from using the unit premium reserve to pay dividends. [read post]
29 Jan 2009, 2:44 pm
Senators Grassley and Levin Introduced Bill Requiring Hedge Fund Registration A new bill called the Hedge Fund Transparency Act was introduced today by Senators Chuck Grassley and Carl Levin. [read post]
2 Feb 2016, 2:59 pm
The alleged transactions involved Class A mutual fund shares which are typically intended to be held long term as repeated buying and selling of mutual fund shares can result in unsuitable transaction fees and commissions. [read post]
15 Jun 2018, 12:04 pm
” The ICI pointed out the fact that in some instances, a mutual fund holds a mutual fund account without any intermediaries, and the fund’s transfer agent services the account. [read post]
15 Jun 2018, 12:04 pm
” The ICI pointed out the fact that in some instances, a mutual fund holds a mutual fund account without any intermediaries, and the fund’s transfer agent services the account. [read post]
14 Jan 2014, 11:42 am
In fact, Asian-American men are more likely than any other ethnic group to receive funding in the STEM fields, according to the NSF study. [read post]
14 Sep 2010, 5:00 am
See James Cotter, Alan Palmiter, & Randall Thomas, ISS RECOMMENDATIONS AND MUTUAL FUND VOTING ON PROXY, 55 Vil. [read post]
20 Jan 2016, 10:00 am
For most Americans the effects are being felt in their 401(k) accounts or mutual funds. [read post]
15 Oct 2013, 3:55 am
Insurers that are parties to the lawsuit (and by association implicated in this scheme) are American Economy Insurance Co., American Fire and Casualty Co., American States Insurance Co., Employers Insurance Co. of Wausau, Excelsior Insurance Co., First Liberty Insurance Corp., General Insurance Co. of America, Liberty Insurance Corp., Liberty Mutual Fire Insurance Co., Liberty Mutual Insurance Co., LM Insurance Corp., Netherlands Insurance Co., The Ohio… [read post]
15 Oct 2013, 3:55 am
Insurers that are parties to the lawsuit (and by association implicated in this scheme) are American Economy Insurance Co., American Fire and Casualty Co., American States Insurance Co., Employers Insurance Co. of Wausau, Excelsior Insurance Co., First Liberty Insurance Corp., General Insurance Co. of America, Liberty Insurance Corp., Liberty Mutual Fire Insurance Co., Liberty Mutual Insurance Co., LM Insurance Corp., Netherlands Insurance Co., The Ohio… [read post]
30 Sep 2018, 1:58 pm
What appears to serve the uniqueness of American sovereignty may well advance notions from the Global South. [read post]
22 Mar 2018, 12:43 pm
This is not the first time Horter has been in hot water in connection with a mutual fund. [read post]
25 Aug 2015, 12:30 pm
Laura Seidl is a shareholder in a mutual fund called the Ultra Fund, one of 18 funds offered by American Century Mutual Funds, Inc., which is controlled by American Century Companies, Inc., an investment management company. [read post]
28 Aug 2009, 2:50 pm
Dan Calabria, author of "Mutual Funds Today…Who's Watching Your Money? [read post]
30 Mar 2020, 6:30 am
Driving this privatization of wealth transfer has been a profound change in the nature of personal wealth, away from land and tangibles into contract claims against financial intermediaries such as banks, securities issuers, mutual funds, brokerage houses, insurers, and pension funds. [read post]
