Search for: "Anne Sherry"
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5 Jan 2016, 5:00 am
By Anne Sherry, J.D.A GAO report on women’s representation on corporate boards offers grim statistics but few solutions. [read post]
18 Apr 2015, 6:17 am
By Anne Sherry, J.D.Nearly 40 years ago, the SEC obtained an order requiring Lockheed Aircraft Corporation to, among other undertakings, file a Form 8-K at least 10 days before revising its anti-corruption policies. [read post]
USA TODAY / 10 BEST Announce John Heald As Best Cruise Blogger, Cruise Law News Comes In Sixth Place
9 Jul 2014, 10:41 am
Here is the top ten list: John Heald - John Heald's Blog Matt Hochberg - Royal Caribbean Blog Anita Dunham-Potter - Expert Cruiser Scott Sanders - Disney Cruise Line Blog Chris Gray Faust - Cruise Critic's The Lido Deck Jim Walker - Cruise Law News Fran Golden - Porthole Cruise News Chris Owen - Chris Cruises Danielle Fear - Cruise Miss Sherry Laskin - Cruise Maven The other ten nominees included Aaron Saunders… [read post]
17 Oct 2018, 7:12 am
By Anne Sherry, J.D. [read post]
14 Nov 2022, 5:10 am
By Anne Sherry, J.D.The SEC filed settled charges against a California-based real estate company for conducting an unregistered offering for a fund it manages. [read post]
30 Apr 2019, 6:50 am
By Anne Sherry, J.D. [read post]
11 Dec 2018, 10:14 am
By Anne Sherry, J.D. [read post]
26 Jul 2017, 5:00 am
By Anne Sherry, J.D.In an effort to continue to attract corporations to the state and curb costly recordkeeping errors, Delaware governor John Carney signed a law to allow corporations in the state to keep records, including the stock ledger, in distributed ledgers, or blockchain. [read post]
7 Mar 2016, 10:33 am
By Anne Sherry, J.D.An investor in Textura Corporation stated a claim that the company fraudulently omitted disclosing its CEO's prior ties to criminal stock promoters, including the "Wolf of Wall Street," Jordan Belfort. [read post]
30 May 2019, 9:35 am
By Anne Sherry, J.D. [read post]
19 Aug 2015, 7:35 am
By Anne Sherry, J.D.The PSLRA ensnared a complaint alleging that the former CEO of ZAGG, Inc. [read post]
22 Jan 2016, 1:32 pm
By Anne Sherry, J.D.The Delaware Supreme Court will not require drug maker AbbVie Inc. to turn its books and records over to an institutional investor. [read post]
25 Mar 2015, 6:53 am
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.Representative Maxine Waters (D-Cal) has released draft legislation that would require the SEC to overhaul its process for waiving bad-actor disqualifications. [read post]
6 Jun 2017, 5:00 am
By Anne Sherry, J.D.A terminated MetLife contractor who raised concerns about the pricing of insurance policies failed to plead a whistleblower retaliation claim under Sarbanes-Oxley. [read post]
1 Apr 2024, 6:44 am
By Anne Sherry, J.D.The Southern District of New York dismissed a derivative lawsuit seeking disgorgement of short-swing profits. [read post]
23 Feb 2024, 6:52 am
By Anne Sherry, J.D.A digital assets company and a trade association are challenging the SEC’s assertion of jurisdiction over crypto. [read post]
19 Mar 2024, 5:37 am
By Anne Sherry, J.D.The Fifth Circuit granted a request to stay the SEC’s climate risk disclosure regulation. [read post]
28 Sep 2022, 8:27 am
By Anne Sherry, J.D.NASAA is seeking comment on a proposal to require issuers to file proxy solicitation materials with the applicable state regulators within two business days after filing such materials with the SEC. [read post]
14 Apr 2016, 6:24 am
By Anne Sherry, J.D.Despite an apparent victory in the Supreme Court, Edison International employees lost on their ERISA breach-of-duty claims on remand to the Ninth Circuit. [read post]
16 Mar 2017, 5:00 am
By Anne Sherry, J.D.Calling the Department of Labor’s original 12-month implementation period for its fiduciary rule an “unrealistic deadline,” the Chamber of Commerce supported the agency’s proposal to delay applicability for 60 days and urged the DOL to tack on another year. [read post]
