Search for: "Application of Frank"
Results 81 - 100
of 4,466
Sorted by Relevance
|
Sort by Date
23 Nov 2014, 3:00 am
The application to appoint a judicial factor was made to the court to protect clients' interests after the Law Society raised concerns about the firm's accounting records. [read post]
19 Jul 2010, 5:00 am
Ordinarily, this would require application of the duty of loyalty. [read post]
17 Oct 2013, 9:26 am
This decision is consistent with the statutory protections afforded under the Dodd-Frank Act, and it’s reasoning should be fully applicable in other cases. [read post]
16 Jul 2010, 5:00 am
For the second time in a decade (SOX being the first), Congress stepped in and substantially rewrote the applicable governance requirements. [read post]
13 Sep 2012, 5:58 pm
IPNews® - Frank Sinatra's estate on Wednesday successfully blocked the trademark application of a hot dog truck owner seeking to register the trademark “Franks Anatra. [read post]
12 May 2010, 3:17 pm
[Received from Robert Frank, and posted with his permission] Many thanks to David for his spirited reply. [read post]
17 Mar 2017, 3:39 pm
Unsurprisingly, the Trump DOJ supports striking from Dodd-Frank the removal-only-for-cause protection currently applicable to the director of the CFPB. [read post]
10 Sep 2010, 6:00 am
Effective July 22, 2010, Congress amended Section 205 to make that section applicable only to advisers registered or required to be registered with the SEC. [read post]
9 Sep 2011, 10:16 am
He also made provisions for the necessary extensions this December: “Much like we did on July 14, this fall we also will consider further exemptive relief from the application of Dodd-Frank’s Title VII requirements. [read post]
15 Mar 2018, 2:43 pm
For a summary of some of the Act’s key provisions applicable to financial institutions, click here for our full alert. [read post]
2 Aug 2011, 3:17 pm
Caminita, wife of/and Frank L. [read post]
10 Dec 2014, 7:01 am
The district court granted his employer’s motion to dismiss because the parties, pursuant to the applicable employment agreement, had resolved to address any employment-related disputes through arbitration. [read post]
16 Feb 2011, 1:47 pm
Regulators must not compound the mistakes of Dodd-Frank by promulgating uninformed rules, said Ranking Member Richard Shelby (R-ALA). [read post]
11 May 2010, 7:05 am
[I am quoting pieces of what Robert Frank wrote (in italics) and my responses. [read post]
23 Oct 2013, 1:24 pm
The court applied a well-settled principle of statutory analysis in finding that the Dodd-Frank Act’s silence regarding whether the Section 78u applies extraterritorially provides a “strong presumption” against its application to conduct outside of the United States. [read post]
23 Oct 2013, 1:24 pm
The court applied a well-settled principle of statutory analysis in finding that the Dodd-Frank Act’s silence regarding whether the Section 78u applies extraterritorially provides a “strong presumption” against its application to conduct outside of the United States. [read post]
12 Apr 2009, 7:35 pm
Frank Ricci was a firefighter with dyslexia. [read post]
26 Jul 2010, 10:19 am
Higher capital and liquidity standards, applicable throughout the cycle, will themselves create a financial system less vulnerable to shocks. [read post]
3 Nov 2011, 6:58 am
This rule implements Sections 404 and 406 of the Dodd-Frank Act. [read post]
1 Sep 2012, 10:45 am
US and global hedge fund associations are concerned that the proposed CFTC Guidance on the cross-border application of the Dodd-Frank Act derivatives regulations would create uncertainty and subject non-U.S. market participants and transactions to US regulation, particularly commodity pools, pooled accounts, and hedge funds and other collective vehicles organized outside the U.S. [read post]
