Search for: "Argus Capital Management LLC"
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5 May 2023, 7:48 am
Richard Logalbo Cetera Investment Services LLC MML Investors Services, LLC Harold Ramsey Paulson Investment Company LLC Spartan Capital Securities, LLC Michael Rosalia SW Financial Worden Capital Management LLC Dana Vietor CFD Investments, Inc. [read post]
7 Dec 2015, 5:00 am
Capital Advisors, L.P. [read post]
3 Feb 2020, 3:53 am
First, they argued that, as an expelled, former member, Shapiro lacked standing to pursue derivative claims. [read post]
9 Dec 2019, 1:05 am
The Huggins case reprises themes destined to be played out again and again in disputes between LLC members under the LLC Law’s sparse and, some would argue, inadequate statutory scheme: Section 702 as construed by the courts, unlike its counterpart statutes governing closely held corporations, does not recognize allegations of internal dissension, or oppression by controlling members, as grounds for judicial dissolution. [read post]
26 Nov 2012, 1:24 pm
Auriga Capital Corp., C.A. [read post]
25 Aug 2014, 3:31 am
Section 7 (a) of the operating agreement vested management of the LLC “in its Members acting as Managers” and provided that all decisions require “the unanimous consent of the Managers. [read post]
10 Feb 2014, 3:06 am
Certainly I have, usually involving more highly capitalized ventures and particularly those structured with both managing and non-managing members. [read post]
19 Apr 2019, 8:18 am
Great-West Capital Management, LLC – United States District Court – District of Colorado – April 17th, 2019) involves investments in mutual funds. [read post]
22 Sep 2022, 9:23 am
Worden Capital Management LLC Steven Wyatt Morgan Stanley Smith Barney Morgan Stanley & Co, Incorporated Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
19 May 2014, 3:09 am
By 2011, the LLC reportedly required additional capital to maintain its credit facility and to continue its expansion plans. [read post]
6 Jun 2022, 4:18 am
The LLC’s operating agreement designated JDS the sole manager and gave Largo limited rights including the right to receive distributions of profits to the extent such profits existed. [read post]
25 Mar 2009, 5:34 am
Capital Management, LLC, et al., 06-cv-1413 (February 19, 2009). [read post]
6 Apr 2009, 9:25 am
National Capital Planning Comm'n, 176 F.3d 768, 774 (4th Cir. 1999). [read post]
15 Aug 2022, 3:48 am
The omission arguably takes on even greater weight in view of the capital call provision in the LLC’s original operating agreement, to which the plaintiff is not a signatory, authorizing the managers to make capital calls and allowing contributing members to make up a non-contributing member’s shortfall, thereby triggering adjustment of the members’ percentage ownership interests. [read post]
29 May 2023, 8:48 pm
The third, involving a close corporation, considers whether an alleged oral agreement to grow and manage a karaoke lounge without salary in exchange for a 25% equity interest if the venture became profitable, entitled the manager to 25% of the venture’s value following his ouster. [read post]
14 Apr 2023, 9:58 am
According to FINRA Disciplinary actions for March 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS John Carroll Vanderbilt Securities, LLC National Securities Corporation Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to… [read post]
27 Jul 2021, 10:16 am
Subsequent to that, the Court ruled in AMG Capital Management LLC v. [read post]
11 Sep 2009, 11:55 am
Canaan Capital Partners, L.P., 1996 WL 422341, at * 4-5 (Del. [read post]
4 Oct 2010, 10:48 am
In this case, there were only two managers, and those two managers needed to agree on any decisions of the LLC. [read post]
10 May 2021, 3:56 am
Later that same year, plaintiff Stephen Vogel together with Boris and Kiev formed a Delaware LLC known as Forum Capital Management, LLC (“Forum Capital”) as a sponsor to manage FMC I. [read post]
