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29 Nov 2012, 10:44 am
Overwhelmed by the enormity and complexity of the Incentive Auction NPRM (which it took us six – count ‘em, six) separate posts to summarize)? [read post]
29 Nov 2012, 10:44 am
Overwhelmed by the enormity and complexity of the Incentive Auction NPRM (which it took us six – count ‘em, six) separate posts to summarize)? [read post]
19 Dec 2012, 6:49 am
If you’ve lawyered up (and, as card-carrying members of the Federal Communications Bar Association, we certainly encourage you to do so), no ID is required – although the lawyers will have to identify themselves. [read post]
24 Feb 2022, 8:39 am
Bidding in the auction will begin on June 7. [read post]
18 Feb 2009, 1:27 pm
Specifically, the Regional Bond Dealers Association claimed that the major underwriters of auction-rate securities withheld material information about auctions and the auction process from them. [read post]
21 Jul 2008, 9:15 pm
Municipal auction rate securities have been refinanced at a much quicker rate than other types of auction rate securities. [read post]
22 Sep 2010, 9:05 am
Today's public notice merely lists the channels to be auctioned and the proposed minimum bid in the auction to be associated with each channel, and asks for comments on the procedures that will apply in conducting the auction. [read post]
23 Apr 2008, 2:28 pm
Of note, the Bond Market Association in 2006 published Best Practices for Broker-Dealers of Auction-Rate Securities. [read post]
18 Aug 2009, 10:25 am
Nevertheless, the jury found the broker "guilty of securities fraud and two counts of conspiracy," according to the article, and "securities fraud" is a charge widely associated with sales practices related to auction rate securities. [read post]
7 Apr 2017, 2:57 pm
The National Association of Manufacturers (“NAM”) intervened on the side of CalChamber and the Environmental Defense Fund (“EDF”) on the side of CARB; numerous amici briefs also were filed (including – full disclosure – one by this author on behalf of the International Emissions Trading Association). [read post]
19 Apr 2008, 8:40 am
In other news this week, the North American Securities Administrators Association announced via press release that at least nine other state securities regulators are also investigating the auction-rate securities markets. [read post]
17 Apr 2008, 1:55 pm
Likewise, Bear Stearns has disclosed that it received a Wells Notice from the SEC warning that civil charges may be coming "in connection with the bidding for various financial instruments associated with municipal securities. [read post]
22 Jul 2009, 9:43 am
"Morgan Keegan was clearly aware that the ARS market was deteriorating, but it went so far as to actually accelerate its ARS sales even after other firms' ARS auctions began to fail," said the SEC, as reported by the Associated Press. [read post]
23 Jul 2013, 2:01 pm
The FCC anticipates that more pieces of the puzzle, including details about how bids will be selected, how channels will be assigned, and the associated algorithms, will be made public in the coming months. [read post]
29 Aug 2008, 9:14 pm
Specifically, the Regional Bond Dealers Association claimed that the major underwriters of auction-rate securities withheld material information about auctions and the auction process from them. [read post]
23 Sep 2008, 2:00 pm
On September 16, the North American Securities Administrators Association (NASAA) announced that it had reached a settlement with Credit Suisse under which Credit Suisse will buy back $550 million in Auction Rate Securities (ARS) from individuals, non-profits and small businesses with account sizes under $10 million.In addition to $15 million in fines and the $550 million repurchase, the settlement calls for Credit Suisse to reimburse money lost by investors who sold ARS after the… [read post]
7 Feb 2017, 1:12 pm
These changes will require all licensees to create a new CORES log-in and password, which they can then associate with their existing FRNs. [read post]
1 Oct 2008, 7:20 pm
" On the other side of the fence, both the Air Transport Association and the Port Authority of New York and New Jersey issued press releases applauded the GAO's legal opinion. [read post]
1 Apr 2009, 2:07 am
Essentially the plaintiffs alleged that UBS had failed to disclosure the liquidity risks associated with the auction rate securities, and also failed to disclose that UBS and other broker dealers regularly intervened in the market for the securities to maintain trading --and allegedly to manipulate the market as well. [read post]
27 Oct 2014, 9:10 am
If (as may reasonably be expected) this leads to more appeals on the spectrum auction front, there's no telling what impact that might have on the start date of the auctions. [read post]
