Search for: "Attorney Registration and Disciplinary Commission"
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21 Mar 2023, 7:46 am
A FINRA attorney’s primary responsibility is to represent clients who are involved in legal disputes or regulatory investigations with FINRA or other government agencies such as the SEC (Securities and Exchange Commission). [read post]
19 Sep 2008, 9:32 am
According to this report in the Chicago Tribune, which cites a report from the Illinois Attorney Registration and Disciplinary Commission, Erwin agreed to represent her on several legal matters, and they agreed that she would perform nude dances for him in his office as a way to cut down on the legal fees. [read post]
1 Dec 2011, 1:17 pm
That would be Illinois Attorney Registration and Disciplinary Commission Matter No. 6274702, in which an attorney basically tried to use the “Adult Gigs” section of Craigslist to hire a secretary/legal assistant/prostitute to work in his office and provide regular "sexual... [read post]
20 Jun 2023, 11:02 am
Look up the attorney on the website for the Illinois Attorney Registration & Disciplinary Commission, and if they’ve been in trouble for unprofessional conduct, pick someone else. [read post]
12 Apr 2011, 2:36 pm
Lorie Westerfield allegedly purchased homes from two clients, misrepresented the purchase prices and down payments and her income to lenders from whom she obtained mortgages, and then concealed at least one of the transactions from the bankruptcy court and her clients creditors, according to an Illinois Attorney Registration and Disciplinary Commission complaint that is linked to her attorney listing. [read post]
3 Aug 2017, 6:06 am
If an instrument is found to be a security, it becomes subject to federal securities laws which, among other things, require registration with the SEC as well as periodic reporting to the agency in the absence of an exemption from registration. [read post]
13 Dec 2006, 7:10 am
From The Charleston (Illinois) Journal-Gazette & Times-Courier:A state commission that handles attorney discipline has filed a complaint against Coles County's public defender, claiming he misled a client about whether the client needed to hire a private attorney.Public Defender Lonnie Lutz said he disputes the allegations in the complaint from the Illinois Attorney Registration and Disciplinary Commission. [read post]
7 Dec 2016, 11:58 am
The allegations, if true, are astonishing: At all times alleged in this complaint, Supreme Court Rule 756(a) required that, on or before the first day of January of each year, attorneys admitted to practice law in Illinois (subject to certain exceptions that do not apply to Respondent in this matter) register and pay to the Attorney Registration and Disciplinary Commission (“the Commission”), any registration fee due… [read post]
11 Apr 2007, 5:30 am
But McCall eventually hired Lutz, paying him about $2,500 - more than he would have had to pay otherwise - for his services as a private attorney.Both sides argued in a hearing Tuesday of the Illinois Supreme Court's Attorney Registration and Discipline Commission. [read post]
10 Dec 2014, 5:41 am
” The hearing board of the Illinois Registration and Disciplinary Commission found that there was no rational basis to support the allegations about improprieties. [read post]
4 Feb 2013, 11:41 am
More recently, she is angry at the Illinois Attorney and Registration and Disciplinary Commission disregard of the First Amendment. [read post]
16 Aug 2017, 5:45 am
[New York Times] * A former law firm partner who is accused of creating a fake Match.com account using the name of a real female attorney and allegedly signing her up for emails from a weight loss surgery company, the Obesity Action Coalition, and Pig International -- all from his law firm computer -- is facing discipline before the Illinois Attorney Registration and Disciplinary Commission [Law.com] * Joseph Amico, who was arrested back in April… [read post]
16 Jul 2008, 11:00 am
" The court controls a "master roll" of the state's attorneys.The company's original request was denied by the Illinois Attorney Registration and Disciplinary Commission, which maintains the list. [read post]
25 Jun 2022, 12:37 pm
(b) A person commits an offense if the person: (1) knowingly finances the commission of an offense under Subsection (a); (2) invests funds the person knows or believes are intended to further the commission of an offense under Subsection (a); or (3) is a professional who knowingly accepts employment within the scope of the person’s license, registration, or certification that results from the solicitation of employment in violation of… [read post]
26 Mar 2012, 4:30 am
Wood served nearly five years as Litigation Counsel with the Illinois Attorney Registration & Disciplinary Commission (“ARDC”), where she investigated and prosecuted cases of attorney misconduct; and handled over 400 ethical inquiries from Illinois attorneys. [read post]
25 Apr 2020, 6:54 pm
Jan 1, 2016) And if you sue the lawyer and/or file a complaint with the Illinois Attorney Registration and Disciplinary Committee, the lawyer can use whatever you told the lawyer in order for the lawyer to defend themselves from your accusations. [read post]
16 Aug 2012, 8:55 am
The report and recommendation of the hearing board of the Illinois Attorney Registration and Disciplinary Commission found that Mr. [read post]
25 Apr 2020, 6:54 pm
Jan 1, 2016) And if you sue the lawyer and/or file a complaint with the Illinois Attorney Registration and Disciplinary Committee, the lawyer can use whatever you told the lawyer in order for the lawyer to defend themselves from your accusations. [read post]
22 Feb 2016, 8:29 am
Midcal Aluminum, Inc., 445 U.S. 97 (1980), the Missouri State Board would have been required to demonstrate the following actions were taken by the either the Division of Professional Registration or the Missouri Attorney General’s Office before the lawsuit was filed: (i) reviewed the evidentiary record created by the regulatory board; (ii) supplemented the evidentiary record if and as appropriate; (iii) undertook a de novo review of the substantive merits of the proposed… [read post]
9 Jul 2018, 2:06 pm
With BrokerCheck®, you can review a broker’s current registration status as well as his or her entire disciplinary history with FINRA. [read post]
