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19 May 2024, 10:13 pm
Joshua Rozenberg has a post about the Guide on his Substack, “A Lawyer Writes” Internet and Social Media On 14 May 2024, the UK National Cyber Security Centre and three major UK insurance associations (Association of British Insurers, British Insurance Brokers’ Association and International Underwriting Association, published joint guidance on the approach to ransom payments. [read post]
19 May 2024, 7:02 pm
Continue Reading › The post Broker Fraud Lawyer appeared first on Investor Lawyers Blog. [read post]
19 May 2024, 6:56 pm
Estate of Texas Retiree With Dementia Files Six-Figure Broker Fraud Lawsuit Against LPL Financial And Broker Bradley Bowman. [read post]
19 May 2024, 6:51 pm
Yet, many brokers continue to market and sell them to these investors in order to earn high commissions. [read post]
19 May 2024, 6:46 pm
Are You An Investor Who Suffered Losses While Working With Broker Bill Shopoff? [read post]
19 May 2024, 5:16 pm
This research provides a case study on how one country, Indonesia, is relying on a murky ecosystem of surveillance suppliers, brokers and resellers that obscures the sale and transfer of surveillance technology. [read post]
19 May 2024, 5:06 pm
Four highlights from this week: Google Accidentally Deleted $125 Billion Pension Fund’s Account; Generating Harms: Generative AI’s New & Continued Impacts; What I wish I’d known before my smartphone was snatched; and Mortgage Brokers Sent People’s Estimated Credit, Address, and Veteran Status to Facebook. [read post]
19 May 2024, 2:30 am
Conte, CPIA, MSRE, a broker with Honig Conte Porrino Insurance Agency, Inc, talked about the importance of "renter's insurance. [read post]
19 May 2024, 2:30 am
Conte, CPIA, MSRE, a broker with Honig Conte Porrino Insurance Agency, Inc, talked about the importance of "renter's insurance. [read post]
18 May 2024, 6:47 am
Four highlights from this week: Google Accidentally Deleted $125 Billion Pension Fund's Account; Generating Harms: Generative AI’s New & Continued Impacts; What I wish I’d known before my smartphone was snatched; and Mortgage Brokers Sent People’s Estimated Credit, Address, and Veteran Status to Facebook. [read post]
17 May 2024, 12:27 pm
The new requirements will be binding on broker-dealers (including funding portals), investment companies, registered investment advisers, and transfer agents. [read post]
17 May 2024, 8:00 am
In California, the rules governing commissions for agents, brokers, and auctioneers involved in probate sales are outlined in California Probate Code. [read post]
17 May 2024, 7:09 am
“Have their broker specify […] The post Best Practices in Small Business Claims Mitigation, PropertyCasualty360, quotes Partner Kristen Swift, 5-15-2024 appeared first on Kaufman Dolowich. [read post]
17 May 2024, 6:00 am
On May 14, 2024, the UK National Cyber Security Centre (“NCSC”) and three major UK insurance associations (Association of British Insurers (“ABI”), British Insurance Brokers’ Association (“BIBA”) and International Underwriting Association (“IUA”)), published joint guidance on the approach to ransom payments (the “Guidance”). [read post]
17 May 2024, 4:30 am
Yesterday, the SEC announced that it had adopted amendments to Regulation S-P, which are the rules that that govern the treatment of consumers’ nonpublic personal information by certain SEC-regulated financial institutions, such as broker-dealers, funding portals, investment companies, registered investment advisers, and transfer agents. [read post]
16 May 2024, 9:01 pm
When brokers or advisers act on those conflicts and optimize to place their interests ahead of their investors’ interests, investors may suffer financial harm. [read post]
16 May 2024, 8:21 pm
This study involved scraping hundreds of data broker websites to look for terms like “military” and “veteran,” contacting U.S. data brokers from a U.S. domain to inquire about and purchase data on the U.S. military, and contacting U.S. data brokers from a .asia domain to inquire about and purchase the same. [read post]
16 May 2024, 1:34 pm
Brent is a Senior Director at Consilio and leads Consilio’s Insurance Vertical, serving Consilio’s Insurance Industry clients, including carriers, brokers, and their law firms. [read post]
16 May 2024, 9:43 am
Our firm represents investors in all types of securities related claims, including claims involving stock fraud, broker misrepresentation, churning, unsuitable investments, selling away, and unauthorized trading, among many others. [read post]
15 May 2024, 2:42 pm
Some of the documents you will use to report investment income generated at US banks include: 1099-INT: Reports interest income earned on US investments like bank accounts or bonds 1099-DIV: Reports dividend income earned on US stocks or mutual funds, is issued by the payer (a freelancing platform, bank, brokerage firm), and establishes your total taxable income for US tax purposes 1099-B: Reports capital gains and losses, or proceeds from broker and barter exchange transactions… [read post]
