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11 Mar 2010, 5:00 am
”, the author, Bruce Carton, discusses a recent article posted on the laweyrist.com blog entitled, “Is Digital Court the Wave of the Future? [read post]
6 Aug 2010, 5:00 am
Here are some ways to botch the effort to become a leader: … Changes in Securities Enforcement Thanks to Dodd-Frank by Bruce Carton in Securities Docket Only a portion of the Dodd-Frank Act is directed at enforcement of securities laws by the Securities and Exchange Commission. [read post]
7 Jan 2013, 5:00 am
Pileggi of Fox Rothxchild LLP Enforcement Action by Bruce Carton FCPA Blog by Richard L. [read post]
5 Nov 2010, 5:00 am
Ethisphere’s 20 Ethics & Compliance Officers ‘Who Matter’ by Bruce Carton in Compliance Week‘s Enforcement Action Are you an attorney who matters in the world of ethics and compliance? [read post]
10 Feb 2012, 5:25 am
” Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC by Bruce Carton in Compliance Week’s Enforcement Action Unfortunately, this stress level is about to go even higher for compliance officers at investment firms if the SEC follows through on a recent decision that such compliance officers may themselves be sued as “supervisors.” According to Investment News, the SEC “sees compliance as an area ripe for scrutiny.” At… [read post]
27 Feb 2009, 10:00 pm
As Bruce Carton and I discussed in our Webinar on 2.0 for Securities and Compliance Professionals, blogs are just communications tools. [read post]
23 Oct 2009, 5:43 am
[Valetk, Law.com; Volokh] “Attorney Charged With Posting Ad Seeking ‘Secretary With Benefits’” [Legal Profession Blog via Bruce Carton, Legal Blog Watch] Maker of Monster energy drinks drops its cease and desist demand against Vermonster beer [Burlington Free Press] Putative class action filed against University of Illinois over clout-in-admissions scandal; a contest challenges readers to come up with best arguments for dismissal [Russell… [read post]
8 Oct 2008, 2:01 pm
Bruce Carton has also branched out. [read post]
25 Oct 2012, 9:01 pm
Bruce Carton at Securities Docket noted on Twitter yesterday that Fortune has a slideshow on “the best advice I ever got. [read post]
21 May 2012, 9:10 pm
[Bedard, DC Examiner; earlier; recent Heritage Foundation work; reworded to reflect comment from "Density Duck," below] Contributors to new “Privatization Blog” include friend of this blog Coyote, e.g. here and here; “Big Government Causes Hyper-Partisanship in the Judicial Appointment Process” [Ilya Shapiro] Fuels Culture War, too: “The faster the state expands, the more likely it is to violate your values” [Matt Welch] Demagogy on expatriates:… [read post]
3 Mar 2009, 11:49 am
See also: SEC Press Release 2009-39 - SEC Warns Investors and Financial Firms of Government Impersonators "Impersonation of Securities Regulator" Scam Returns By Bruce Carton from Compliance Week ($$) Fake Seals and Phony Numbers: How Fraudsters Try to Look Legit from the SEC [read post]
1 Mar 2009, 4:39 pm
Thanks to Bruce Carton and Securities Docket for pointing out the interview: Sunday Night: Harry Markopolos on 60 Minutes. [read post]
30 Mar 2009, 4:00 am
See also: Closing the Congressional Insider-Trading Loop by Bruce Carton Senators’ Stocks Beat the Market by 12 Percent by FT.com Abnormal Returns from the Common Stock Investments of the U.S. [read post]
21 Jan 2011, 11:31 am
Bruce Carton explains how denying crucial funds to the already cash-strapped agencies tasked with implementing Dodd-Frank is stopping implementation in its tracks. [read post]
27 May 2010, 5:29 am
Matt Kelly, Francine McKenna and Me Old Friends For me, it was great to once again spend time face-to face with old friends like Scott Cohen, Matt Kelly, Bruce Carton, Francine McKenna, Melissa Klein Aguilar, Bill Piwonka, Carole Switzer, Kathleen Edmond, and Scott Giordano. [read post]
7 Jul 2011, 3:08 pm
Bruce Carton: “50 percent of U.S. law schools will close their doors due to overcapacity. [read post]
2 Mar 2009, 12:12 pm
Thanks to Bruce Carton, again, for announcing my arrival on Twitter. [read post]
29 May 2009, 9:00 am
References: Euro-Shareholder Trend: Throwing Stuff at Board Members by Bruce Carton in Enforcement Action Proxy Season Developments: Ten Signs that Things are Changing Online by Broc Romanek on TheCorporateCounsel.net Blog Notice and Access: Statistical Overview of Use with Beneficial Shareholders (.pdf) by Broadridge Notice and Access Resource Center Target’s Annual Meeting Campaign: “Bringing It” Online by Broc Romanek on TheCorporateCounsel.net… [read post]
23 Apr 2013, 5:18 am
Brokerage Firm by Bruce Carton in Compliance Week [read post]
7 Nov 2011, 5:07 am
Sources: SEC Enforcement Actions Addressing Misconduct That Led to or Arose From the Financial Crisis SEC Compiles List of Financial Crisis Cases; Says More on the Way Soon by Bruce Carton in Compliance Week’s Enforcement Action [read post]
