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19 Nov 2023, 10:55 am
Michael Manville, Paavo Monkkonen, Michael C. [read post]
17 Nov 2023, 11:41 am
Frank HülsbergBurkhard FassbachIn the following guest post, Burkhard Fassbach and Frank Hülsberg take a look at alternative litigation risk insurance products. [read post]
6 Nov 2023, 9:05 pm
Factors for Evaluating Dismissal Pursuant to 31 U.S.C. 3739 (c)(2) (A). [read post]
6 Nov 2023, 4:51 pm
Kirschenbaum, Frank J. [read post]
5 Nov 2023, 4:00 am
Intitulé : R. c. [read post]
4 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes Rationalizing the Dodd-Frank Clawback (discussed on the Forum here) by Jesse Fried. [read post]
4 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes Rationalizing the Dodd-Frank Clawback (discussed on the Forum here) by Jesse Fried. [read post]
31 Oct 2023, 3:30 am
And in a parallel to the new Dodd-Frank clawback rules, the SEC didn’t like that he exercised options and sold SolarWinds stock during the time leading up to the announcement of the incident – “when SolarWinds’ stock price was inflated by the misstatements, omissions, and schemes discussed in this Complaint. [read post]
30 Oct 2023, 2:25 pm
C. [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
23 Oct 2023, 4:24 am
Jonathan Turley is the J.B. and Maurice C. [read post]
20 Oct 2023, 6:32 am
(discussed on the Forum here) by John C. [read post]
20 Oct 2023, 6:32 am
(discussed on the Forum here) by John C. [read post]
16 Oct 2023, 1:06 pm
P. 30(c)(1). [read post]
16 Oct 2023, 7:48 am
This rulemaking fulfills a Dodd-Frank Act mandate to increase the transparency of information available to brokers, dealers, and investors. [read post]
15 Oct 2023, 9:01 pm
., SIFMA Letter at 16 n.41 and accompanying text (Apr. 26, 2022), https://www.sec.gov/comments/s7-08-22/s70822-20126803-287514.pdf (discussing drafting process for Dodd-Frank Section 929X that led to the omission of a daily reporting requirement that had been included in earlier legislative drafts) [read post]
10 Oct 2023, 8:46 pm
Drug development attorney Frank Sasinowski commented: “For 20 years I have brought therapies that were needed by patients before Dr. [read post]
9 Oct 2023, 6:32 am
See C&DI 120.26.[2] Annual Disclosures. [read post]
9 Oct 2023, 6:32 am
See C&DI 120.26.[2] Annual Disclosures. [read post]