Search for: "CHRISTOPHER COX"
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31 May 2007, 11:56 am
The case became the poster child for Chairman Christopher Cox's new procedure that requires the SEC staff to get... [read post]
15 Jul 2008, 6:33 pm
In his testimony before the Senate Banking Committee on Tuesday, the regulator’s chairman, Christopher Cox, said that the S.E.C. will [...] [read post]
23 Sep 2008, 4:05 pm
Christopher Cox, the chairman of the Securities and Exchange Commission, urged Congress on Tuesday to pass a law [...] [read post]
11 Jan 2007, 8:40 am
That is SEC Chairman Christopher Cox explaining why he reads blogs "to gauge public reaction on securities issues. [read post]
27 Sep 2008, 6:18 pm
On Friday, Christopher Cox, chair of the Securities and Exchange Commission (SEC) abruptly shut down a voluntary supervision program for Wall Street's largest investment banks, acknowledging that the program had contributed to the global financial crisis: "The last six months... [read post]
17 Oct 2007, 12:30 am
From the press release: "Securities and Exchange Commission Chairman Christopher Cox announced that the source code for the Interactive Financial Report Viewer that enables investors to analyze companies' interactive data filings is now available via its Web site for free... [read post]
3 Aug 2007, 4:59 am
Congressional Interest in Shareholder Access At a Senate Banking Committee hearing on Tuesday, Committee Chair Christopher Dodd (D-Ct.) warned SEC Chairman Cox that he will consider legislation to resolve the question of proxy access if the SEC doesn't adopt access... [read post]
26 Jul 2007, 9:11 pm
Christopher Cox, the Chairman... [read post]
22 Jan 2008, 12:55 am
From the press release: "Securities and Exchange Commission Chairman Christopher Cox launched the first-ever online tool that enables investors to easily and instantly compare what 500 of the largest American companies are paying their top executives. [read post]
3 Oct 2008, 12:08 am
Perhaps chastened by Senator McCain's earlier call for him to be fired [sic: to submit his resignation], SEC Chair Christopher Cox seems to have decided last week that some preemptive strike was in order. [read post]
18 Sep 2008, 9:11 pm
We have discussed John McCain's comments indicating that he would "fire" Christopher Cox as Chairman of the SEC. [read post]
11 Feb 2008, 1:37 am
SEC Chairman Christopher Cox, FINRA Chief Executive Officer Mary Schapiro and NASAA Present Karen Tyler signed onto an initiative to protect senior investors from fraud. [read post]
16 Mar 2007, 6:55 am
Christopher Cox, chairman of the Securities and Exchange Commission, on Wednesday rebuffed a call from America's largest business lobby that Sarbanes-Oxley be changed to allow the regulator to ease the burden of complying with the law. [read post]
23 May 2008, 4:19 am
He points out that other regulators were involved, and asleep, well before this mess reached the broker dealers and the SEC's jurisdiction.From Financial Times:The regulatory lessons here extend far beyond the SEC," said Christopher Cox, the SEC chairman, in an interview with the Financial Times. [read post]
27 Sep 2008, 2:09 pm
Christopher Cox, the commission chairman, said he agreed that the oversight program was 'fundamentally flawed from the beginning.'" (Thanks to reader Fred Lapides for the link). [read post]
23 Feb 2008, 9:21 am
If you listened carefully, you could almost hear the collective sigh of relief from 5,000 smaller public companies when Securities and Exchange Commission (SEC) Chairman Christopher Cox proposed yet another extension to the Sarbanes-Oxley (SOX) deadline for an external audit of Internal Control over Financial Reporting (ICFR).The SEC previously appeared to be steadfast in upholding the set deadline for non-accelerated filers, or public companies with less than $75 million in public… [read post]
23 Oct 2009, 11:18 am
The examiner investigating the collapse of Lehman Brothers has requested an informal interview with Christopher Cox, who left the SEC and joined Bingham McCutchen as a partner in July. [read post]
24 Apr 2007, 9:10 am
Chairman Christopher Cox is pushing a plan that would require the agency's Enforcement Division to seek approval from the five commissioners before negotiating fines with companies, according to Bloomberg News and the Washington Post. [read post]
26 Aug 2008, 2:29 am
A mutual recognition arrangement between Australia and the United States has been signed by Senator the Hon Nick Sherry, Minister for Superannuation and Corporate Law, Mr Tony D'Aloisio, Chairman of the Australian Securities and Investments Commission (ASIC), and Mr Christopher Cox, Chairman of the U.S. [read post]
13 Apr 2012, 7:08 am
She also worked on Capitol Hill as a Legislative Assistant for Representative Christopher Cox, where she handled commerce and judicial issues. [read post]
