Search for: "CONNECTIONS CONSULTANT SERVICES, LLC"
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14 Aug 2017, 9:20 am
American Senior Benefits LLC, et al., 2017 IL App (1st) 160687 (Aug. 7, 2017). [read post]
6 May 2019, 12:26 am
No. 11255-VCG [Del Ch Apr. 30, 2019], tells the fascinating story of two individuals — Neil Smith, a seasoned management consultant in the profit improvement field, and Eugene Ludwig, a former U.S. comptroller of the currency and head of a financial services advisory firm — who together formed a Delaware company called Promontory Growth and Innovation, LLC (PGI), to provide management consulting services to financial services… [read post]
10 Aug 2017, 9:26 am
FINRA Sanctions MSI Financial Services for Customer Overcharges According to FINRA, on May 12, 2017, MSI Financial Services Inc. [read post]
17 Feb 2010, 11:23 am
Please call The Doss Firm, LLC for a free consultation. [read post]
17 Feb 2010, 11:23 am
Please call The Doss Firm, LLC for a free consultation. [read post]
4 Apr 2018, 6:36 am
An auto dealership’s service advisors, “who consult with customers about their servicing needs and sell them servicing solutions,” are exempt from overtime under the FLSA, the U.S. [read post]
11 Apr 2018, 9:04 am
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
1 Oct 2013, 6:23 am
The "copyright case arises from a dispute over payment for computer programming and digital design services rendered in connection with the virtual world Second Life. [read post]
28 Jul 2022, 9:51 am
Morgan Securities LLC, UBS Financial Services Inc., and TradeStation Securities, Inc. for deficiencies in their programs to prevent customer identity theft, in violation of the SEC’s Identity Theft Red Flags Rule, or Regulation S-ID. [read post]
5 Mar 2011, 10:07 am
DOW AGROSCIENCES LLC, v. [read post]
11 Apr 2024, 7:47 am
VSBC-342-P (Mar. 14, 2024), a protester challenged the SDVOSB status of Gilk and Sons, LLC (Gilk and Sons) in connection with a DLA solicitation set aside for SDVOSBs. [read post]
12 May 2014, 10:53 am
In response to HealthPort’s indication of interest, the Board consulted with its legal advisors and with KeyBanc Capital Markets, Inc. [read post]
5 Dec 2015, 7:54 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
14 Jan 2019, 7:34 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Nicholas Radke (Radke), formerly associated with MML Investors Services, LLC (MML Investors) in December 2018, was sanctioned and barred from the securities industry by FINRA over accusations of potentially selling unapproved products. [read post]
29 Oct 2021, 3:39 am
"] November 4, 2021 - 1 PM: In re OptConnect Management, LLC, Serial Nos. 88458681 and 88458653 [Section 2(d) refusal to register OPTCONNECT MANAGED WIRELESS SOLUTIONS & Design and OPTCONNECT for goods and services used to connect devices to the internet of things, in view of the registered mark OPCONNECT for "interactive computer kiosks comprising computers, computer hardware, computer peripherals, and computer operating software, for use in… [read post]
22 Sep 2019, 11:29 am
(American Portfolios) and Kestra Investment Services, LLC (Kestra Investment) out of New York, was barred from the financial industry according to records kept by The Financial Industry Regulatory Authority (FINRA). [read post]
20 Apr 2021, 8:51 am
In connection with the pending merger, investment funds managed by Stone Point Capital LLC and by Aquiline Capital Partners LLC have committed to partner with management in the ownership of the combined company. [read post]
14 Jul 2016, 8:47 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
28 Jun 2017, 2:02 pm
Over that period, DMP made the following payments: ●To Fabrizio Ward Associates LLC, seven payments totaling $278,500 for “Polling and surveys” ●To Rabin Strasburg LLC, five payments totaling $369,320 for “Media consulting services” and “Consulting services and expenses” ●To Steven J. [read post]
13 Feb 2023, 7:20 am
Fortune Financial Allegedly Unsuitably Recommended Variable Annuities According to a Letter of Acceptance Waiver and Consent on February 10, 2023, the Financial Industry Regulatory Authority (FINRA) has reportedly sanctioned Fortune Financial Services in connection with variable annuity recommendations. [read post]
