Search for: "Caroline Crenshaw"
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18 May 2021, 6:48 am
By Amy Leisinger, J.D.In a recent speech, SEC Commissioner Caroline Crenshaw applauded the work of economists and stressed the importance of data in developing effective regulation. [read post]
18 May 2021, 5:57 am
Posted by Caroline Crenshaw, U.S. [read post]
17 May 2021, 3:00 am
In her keynote speech at last week’s conference, Commissioner Caroline Crenshaw expressed concern that the SEC has taken actions in recent years to make it easier for issuers and investors to access the private markets without having a lot of information about those markets. [read post]
14 May 2021, 4:09 am
Crenshaw)FINRA Publishes Helpful Notice About Online Account Takeover (ATO) (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5856/finra-ato/As readers of the Broke... [read post]
31 Mar 2021, 6:00 am
On Tuesday [March 9, 2021], SEC Commissioner Caroline Crenshaw spoke to the Council of Institutional Investors. [read post]
30 Mar 2021, 3:15 pm
Caroline A. [read post]
26 Mar 2021, 6:09 am
Crenshaw, U.S. [read post]
26 Mar 2021, 3:03 am
” As a potential sign the Commission wants to take action in this area, some may have read commentary that Gary Gensler, the nominee for SEC Chair, and Commissioner Caroline Crenshaw each voiced interest too. [read post]
25 Mar 2021, 6:26 am
Securities and Exchange Commission, on Thursday, March 25, 2021 Editor's Note: Caroline Crenshaw is a Commissioner at the U.S. [read post]
19 Mar 2021, 6:08 am
Norwitz, and William Savitt, Wachtell, Lipton, Rosen & Katz, on Sunday, March 14, 2021 Tags: Delaware cases, Delaware law, Institutional Investors, Poison pills, Shareholder activism, Takeover defenses Transparency and the Future of Corporate Political Spending Posted by Caroline Crenshaw (U.S. [read post]
18 Mar 2021, 11:16 am
Caroline A. [read post]
15 Mar 2021, 6:26 am
Posted by Caroline Crenshaw (U.S. [read post]
15 Mar 2021, 3:00 am
SEC Enforcement: Commissioner Crenshaw Throws a Grenade Last week, Commissioner Caroline Crenshaw gave a speech at the CII’s spring meeting. [read post]
12 Mar 2021, 5:59 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Wednesday, March 10, 2021 Tags: Disclosure, Inside information, Insider trading, Regulation FD, SEC, SEC enforcement, Securities enforcement, Securities regulation Board Practices Quarterly: 2021 Boardroom Agenda Posted by Natalie Cooper (Deloitte LLP), Robert Lamm (Deloitte LLP), and Randi Morrison (Society for Corporate Governance), on Wednesday, March 10, 2021 Tags: Boards of… [read post]
11 Mar 2021, 6:07 am
By Anne Sherry, J.D.SEC Commissioner Caroline Crenshaw offered her thoughts on enforcement in an address to the Council of Institutional Investors. [read post]
10 Mar 2021, 6:51 am
Posted by Caroline Crenshaw, U.S. [read post]
6 Feb 2021, 12:00 pm
” In her dissenting opinion on the rule changes, SEC Commissioner Caroline Crenshaw also took issue with the guidance. [read post]
29 Jan 2021, 3:21 pm
On January 29, Acting SEC Chair Allison Lee and SEC Commissioners Hester Peirce, Elad Roisman, and Caroline Crenshaw released a statement regarding the recent market volatility. [read post]
22 Jan 2021, 3:03 am
Commissioners Hester Peirce, Elad Roisman and Caroline Crenshaw issued a statement congratulating Commissioner Lee on her designation as Acting Chair. [read post]
18 Jan 2021, 11:30 am
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
