Search for: "Caroline Lee"
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19 Mar 2021, 6:08 am
Yust (Texas A&M University), on Thursday, March 18, 2021 Tags: Accounting, Corporate fraud, Misconduct, Oversight, SEC enforcement, Securities enforcement, Securities fraud Speech by Acting Chair Lee on the Importance of Fund Voting and Disclosure Posted by Allison Herren Lee, U.S. [read post]
27 Aug 2020, 3:03 am
The Commission adopted the amendments by a 3-2 vote – Commissioners Allison Herren Lee and Caroline Crenshaw dissented. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
27 Jan 2016, 10:41 am
Ombuds United States Legal Update, presented by Charles Howard and Caroline Adams12. [read post]
8 Jun 2021, 7:10 am
Commissioners Caroline Crenshaw and Allison Herren Lee have also expressed support for shoring up the rules on insider trading plans.Limits on cancelation. [read post]
6 Jul 2014, 9:01 pm
Lee Baker is dean of academic affairs at Trinity College. [read post]
10 Aug 2021, 9:12 am
The Commission voted 3-2 to approve the Nasdaq rule.SEC Chair Gary Gensler stated that the rules are consistent with the requirements of the Exchange Act, and reflect calls from investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee and Caroline Crenshaw supported the rule, calling it "a positive first step for investors" while cautioning there is more work to be done in improving both diversity and transparency at… [read post]
8 Jan 2021, 5:52 am
Yaffe, and Caroline S. [read post]
31 Jul 2013, 12:47 pm
” Adam Gershowitz Adele Bernhard Adne Cummings Alex Kreit Alex Landon Alexandra Natapoff Allie Robbins Amy Eldridge Andrea Armstrong Andrea Roth Angela Davis Ann McGinley Anna Roberts Anne Hornsby Anne Poulin Art Leavens Barbara Stark Bennett Capers Beryl Blaustone Bonnie Williams Brian Clarke Brian Gallini Brian Sheppard Bryan Adamson Carlin Meyer Carmen Gonzalez Carol Steiker Caroline Harada Cassandra Robertson Catherine Grosso Catherine Rogers Charles Bobis Charles Nadler… [read post]
8 Oct 2020, 7:11 am
Commissioner Allison Herren Lee, who opposed the proposal, said that claiming that the agency is taking these steps in the name of clarity is misleading because the proposal requires no form of recordkeeping from finders.Two classes of finders. [read post]
23 Oct 2020, 9:53 am
SEC Chairman Clayton and SEC Commissioners Roisman and Peirce also voted to approve the final rule, while Commissioners Lee and Crenshaw dissented. [read post]
10 May 2018, 7:10 am
Kris Niedringhaus The Illiad: A New Translation by Caroline Alexander (this translation specifically) Circe by Madeline Miller 4. [read post]
17 Sep 2024, 3:40 pm
Expected participants include: Alice Abreu, James Alm, Jennifer Bird-Pollan, Leslie Book, Caroline Bruckner,Colin Coil, Bridget Crawford, Olivia C. [read post]
19 Jan 2021, 1:17 pm
Statement from the Division I Student-Athlete Advisory Committee The Division I Student-Athlete Advisory Committee released a statement to ESPN via vice-chair Caroline Lee: “We are thrilled at the passing of the blanket waiver, as we believe it is in line with D1 SAAC, ensuring that all of our student-athletes have the best opportunity to thrive both academically and athletically. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Apr 2011, 10:20 am
We could not satisfy even such a simple request as ‘Caroline Flint Nude’ (although I give thanks hourly for our inability to do so). [read post]
10 Apr 2007, 12:30 am
John Lennon's Iconic 'Imagine' Piano to be Photographed at Texas State Penitentiary at Huntsville to Promote PeacePosted : Tue, 10 Apr 2007 14:18:00 GMTAuthor : Goss GalleryCategory : Press ReleaseNews Alerts by Email click here )HUNTSVILLE, Texas, April 10 --The following was released today by Goss Gallery:WHAT: The famous piano on which John Lennon composed "Imagine" in 1971 is being sent to Huntsville, TX by superstar musician George Michael and will be photographed at… [read post]
20 Mar 2009, 10:35 am
Calley Proteins/ Carolin By-Products 92. [read post]
14 Jul 2010, 9:00 pm
Phipps Courthouse 175 Main Street Prince Frederick, Maryland 20678 (410) 535-1600 – Ext. 2256 or (888) 374-0015 Fax: (410) 414-3952 Caroline County Honorable James L. [read post]
19 Nov 2021, 5:57 am
Securities and Exchange Commission, on Wednesday, November 17, 2021 Tags: Accounting, Climate change, Cybersecurity, Disclosure, ESG, Internal control, Risk management Statement by Commissioner Lee on Proposed Amendments Related to Proxy Voting Advice Posted by Allison Herren Lee, U.S. [read post]
