Search for: "Caroline Lee"
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8 Jan 2021, 5:52 am
Yaffe, and Caroline S. [read post]
5 Jan 2021, 6:27 am
Posted by Allison Herren Lee & Caroline Crenshaw, U.S. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am
With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Dec 2020, 3:03 am
Commissioners Hester Peirce, Allison Herren Lee and Caroline Crenshaw issued a statement congratulating Commissioner Roisman’s designation as Acting Chair. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital formation, Institutional… [read post]
25 Nov 2020, 3:07 am
Commissioners Allison Herren Lee & Caroline Crenshaw dissented – and they were careful to point out that they did support the other proposal. [read post]
23 Nov 2020, 9:01 pm
The Ivan Parkin Lecturer is selected by the President-Elect and approved by the Executive Board.2020 Recipient: Caroline Smith DeWaal John H. [read post]
21 Nov 2020, 7:26 am
Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
20 Nov 2020, 3:03 am
Commissioner Lee issued a joint statement with Commissioner Caroline Crenshaw in which they voice two concerns: first, that the amendments eliminate the contractual obligations table and second, the principles-based disclosure requirements don’t address climate risk. [read post]
11 Nov 2020, 3:23 am
We chat to Jonathan Herbst about the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
9 Nov 2020, 2:43 pm
A new Democratically appointed Chair likely would join with current Democratic Commissioners Allison Herren Lee and Caroline Crenshaw (who took office in 2019 and 2020, respectively) to alter the course that the Commission followed under Clayton. [read post]
3 Nov 2020, 2:44 am
– Increase the offering limits for Reg A, Regulation Crowdfunding, and Rule 504 offerings, and revise certain individual investment limits – Set clear and consistent rules governing certain offering communications, including permitting certain “test-the-waters” and “demo day” activities – Harmonize certain disclosure and eligibility requirements and bad actor disqualification provisions As has become the norm, the amendments were adopted by a 3-2 vote, with… [read post]
2 Nov 2020, 6:00 am
(Commissioners Alison Herren Lee and Caroline Crenshaw, Joint Statement on the Failure to Modernize the Accredited Investor Definition). [read post]
2 Nov 2020, 1:32 am
In episode 2 we will be chatting to Jonathan Herbst on the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
30 Oct 2020, 6:01 am
Bush, Bush International LLC, on Sunday, October 25, 2020 Tags: Corporate purpose, Corporate Social Responsibility, Diversity, ESG, Human capital, Reputation, Shareholder primacy, Shareholder value, Stakeholders Statement by Commissioners Lee and Crenshaw on No-Action Relief for Non-Compliance with the Customer Protection Rule Posted by Allison Herren Lee and Caroline A. [read post]
27 Oct 2020, 4:49 am
By John Filar AtwoodIn an unusual move, Commissioners Allison Herren Lee and Caroline Crenshaw have issued a statement in opposition to a no-action position taken by the staff of the SEC’s Division of Trading and Markets. [read post]
26 Oct 2020, 6:37 am
Posted by Allison Herren Lee and Caroline A. [read post]
23 Oct 2020, 9:53 am
SEC Chairman Clayton and SEC Commissioners Roisman and Peirce also voted to approve the final rule, while Commissioners Lee and Crenshaw dissented. [read post]
16 Oct 2020, 4:19 am
By Amanda Maine, J.D.The Practising Law Institute’s annual SEC Speaks conference hosted a virtual conversation between SEC Commissioner Caroline Crenshaw and Division of Investment Management Director Dalia Blass where the two discussed recent developments at the Commission and the role of women at the SEC, and balancing work and life obligations in the COVID-19 era.Crenshaw’s first months. [read post]
