Search for: "Clayton Dodds"
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18 Dec 2017, 3:49 am
That includes leftover Dodd-Frank rulemakings like pay-for-performance, clawbacks and hedging. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
8 Dec 2017, 6:10 am
., on Monday, December 4, 2017 Tags: Compensation disclosure, Compensation ratios, Compliance and disclosure interpretation, Disclosure, Dodd-Frank Act, Executive Compensation, International governance, Proxy disclosure, Regulation S-K Contract Rights and Spin-off Transactions Posted by Daniel E. [read post]
1 Dec 2017, 2:55 pm
This shift began shortly after Clayton commenced his term in May. [read post]
29 Nov 2017, 4:23 pm
This shift began shortly after Clayton commenced his term in May. [read post]
31 Oct 2017, 5:00 am
From July 2010 through December 2016, the Commission’s policy agenda was determined by what Piwowar called “the Dodd-Frank Death March. [read post]
27 Oct 2017, 6:01 am
Trotter, Latham & Watkins LLP, on Thursday, October 26, 2017 Tags: Board monitoring, Boards of Directors, Conflicts of interest, Disclosure, Foreign issuers, International governance, Mergers & acquisitions, Oversight, Related party transactions, Securities regulation The Hart-Scott-Rodino Act’s First Amendment Problem Posted by Scott Gant, Boies, Schiller, and Flexner LLP, on Thursday, October 26, 2017 … [read post]
3 Oct 2017, 10:24 am
” Chairman Clayton particularly focused on the simplification for rules under Regulation S-X and industry-specific disclosure requirements, and the reexamination of CEO pay ratio disclosure rules under Dodd Frank. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
21 Sep 2017, 1:25 pm
The Securities and Exchange Commission has approved interpretive guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
4 Sep 2017, 2:20 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
23 Aug 2017, 6:09 am
Recently, the Securities and Exchange Commission revised its rule-making docket under newly appointed Chairman Clayton’s leadership and pushed all of the unfinished Dodd-Frank related rules (pay-for-performance disclosure, clawbacks and disclosure of hedging policies) and some additional governance rule-making (universal proxy cards and board diversity) to the back burner. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
7 Aug 2017, 10:50 am
The SEC adopted the pay ratio disclosure rule in August 2015 to implement Section 953(b) of the Dodd-Frank Act. [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
24 Jul 2017, 3:34 am
Does this mean that the SEC doesn’t intend to ever proceed with adopting any of the outstanding Dodd-Frank rules that are still in the proposal stage? [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, July 14, 2017 … [read post]
19 Jul 2017, 4:27 pm
In addition, Congress blows hot and cold on securities litigation issues (compare the PSLRA to SOX and Dodd-Frank). [read post]
