Search for: "Clayton Industries"
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20 Sep 2015, 8:00 pm
by Clayton Jones Does a poor economy mean a shorter reasonable notice period? [read post]
14 May 2009, 5:08 pm
Companies and industries considering Clayton County will immediately strike them off of their list because employees will not want to move there. [read post]
31 Aug 2017, 2:11 pm
"The asset management industry is more important than ever to American investors and to our capital markets. [read post]
2 Aug 2007, 3:24 pm
Clayton v. [read post]
25 Jan 2019, 4:02 am
Statement Regarding Recommencement of Normal Operations (SEC Statement by SEC Chairman Jay Clayton / January 26, 2019) https://www.sec.gov/news/public-statement/statement-regarding-recommencement-normal-operationsThe Securities and Exchange Commission has resumed normal staffing levels and is returning to normal operations. [read post]
12 Jun 2020, 6:15 am
Clayton County, Georgia (Supreme Court Opinion)... [read post]
13 Nov 2020, 8:14 am
SEC Chairman Jay Clayton Confirms Plans to Conclude Tenure at Year EndClayton Led Agency Through Period of Historic Productivity and Unprecedented Challenges; Commission Redoubled Focus on Interests of Long-Term Main Street Investors; Ensured Capital Markets Functioned With Increased Efficiency, Resilience and Transparency (SEC Release)Two SEC Commissioners Dissent From the Shadows (BrokeAndBroker.com Blog)SEC Charges Investment Advisory Firms and Broker-Dealers in Connection with Sales of… [read post]
20 Jun 2020, 1:50 am
Attorney Berman refuses to leave after Trump says SEC chief Jay Clayton will replace him (CNBC Release by Dan Mangan)Statement Of Geoffrey S. [read post]
11 Dec 2021, 12:46 pm
FINRA Arbitrators Award $1 In Response to $1 Million In Damages Sought (Sort of) (BrokeAndBroker.com Blog)Several sentenced in $50M pump-and-dump scheme (DOJ Release)Operating Partner of Oil and Gas Maintenance Business Sentenced to Prison for Wire Fraud (DOJ Release)SEC Cites Failure to Exhaust Administrative Remedies in Dismissing Appeal by Rep Barred for Failure to Respond to FINRA Document/Information DemandsIn the Matter of the Application of Shad Nhebi Clayton for Review of… [read post]
27 Jun 2020, 2:54 am
United States Securities and Exchange Commission and Walter Clayton, Respondents (Opinion, 2Cir)SEC Charges BNP Paribas with Violations of Regulation SHO (SEC Release)SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers (SEC Release)... [read post]
5 Jun 2009, 2:28 pm
If this bill is passed, it could affect the design of commercial projects across the country, and some industry groups have decried the legislation as unfriendly to developers. [read post]
29 Jan 2018, 11:28 pm
There exists an emerging cottage industry of legal professionals who work in the cryptocurrency space – and an energetic subculture of lawyers within that space who advise on ICOs. [read post]
14 Oct 2021, 9:40 am
Two additional federal antitrust laws were passed in the years after, including the Federal Trade Commission Act, which established the FTC, and the Clayton Act. [read post]
21 Oct 2019, 6:14 am
Clayton also stated that: Main Street investors’ continued participation provides the lifeblood for our capital markets, as at least 52 percent of U.S. households are invested directly or indirectly in the capital markets… This level of retail investor participation stands out against other large industrialized countries. [read post]
19 Apr 2018, 4:40 am
“The framework of our proposal is straightforward,” Clayton said at Wednesday’s meeting. [read post]
19 Apr 2018, 4:40 am
“The framework of our proposal is straightforward,” Clayton said at Wednesday’s meeting. [read post]
29 Mar 2019, 8:10 am
SEC Chairman Jay Clayton said, “The SEC and the FCA have a long history of effective cooperation on supervisory and other matters. [read post]
28 May 2021, 10:40 am
Warren and Sanders further observed that the Clayton replacement Board included for the first time a member from one of the Big Four audit firms. [read post]
1 Jun 2017, 7:31 am
Pickett, leader of the Securities & Financial Services industry group and chief diversity officer at law firm Greensfelder, Hemker & Gale, P.C., notes: "The securities industry is moving in the right direction after recently struggling with how it can diversify its workforce, but progress has been slow and we haven’t seen nearly the volume of diversity initiatives as in many other industries. [read post]
16 Jul 2023, 9:05 pm
As the Broadridge report I blogged about above notes, “developing disclosure principles for a novel industry is not entirely a linear process. [read post]
