Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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17 Dec 2015, 12:37 pm
” Earlier this month, in Braman v. [read post]
18 Feb 2016, 5:00 am
Treasury futures markets. [read post]
30 Dec 2021, 6:00 am
The Securities and Exchange Commission (SEC) Whistleblower Program made headlines for awarding over $500 million to whistleblowers this past fiscal year and the Commodity Futures Trading Commission (CFTC) issued a record $200 million award in October. [read post]
9 Aug 2013, 5:00 am
” References: Opinion in SEC v. [read post]
6 Jun 2007, 6:02 pm
Between November 1993 and June 1996, defendants executed 149 trades on the London Metal Exchange, accounting for tens of millions of tons of copper, on Sumitomo's behalf.Several regulatory agencies eventually investigated this activity, including the Commodities Futures Trading Commission, the London Metal Exchange, the Securities and Investment Board and the U.S. [read post]
4 Aug 2017, 4:50 pm
As I wrote last month, a lawsuit in New York courts has led to an unprecedented (at least in recent years) injunction against criticism of someone who was until recently a presidential nominee to the Commodity Futures Trading Commission. [read post]
21 Mar 2012, 2:00 am
Commodity Futures Trading Commission (“CFTC”) provided they managed pools of capital funded solely by sophisticated investors. [read post]
17 Jul 2023, 8:27 am
If upheld, the decision paves the way for future public token sales without the need for registration, provided the tokens are sold on cryptocurrency exchanges through algorithmic trading via “blind bid/ask transactions. [read post]
3 Mar 2017, 9:43 am
Only two weeks after his inauguration, he issued an EO titled “Core Principles for Regulating the United States Financial System,” which directs the Treasury Secretary to consult with the heads of financial agencies, including the Commodity Futures Trading Commission and the Securities and Exchange Commission (“SEC”), to find ways to conform U.S. financial regulations, including Dodd-Frank, to the Trump administration’s “Core… [read post]
3 Nov 2023, 6:55 am
By Suzanne CosgroveKalshiEX LLC, a regulated designated contract market that offers event contracts, sued the Commodity Futures Trading Commission in federal court Wednesday, challenging the Commission’s September 2023 order that prohibits Kalshi from listing its controversial Congressional Control Contracts (KalshiEX LLC v. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
5 Sep 2023, 4:00 am
The panel explained that this case involves two kinds of exchange-traded products (ETPs): those holding bitcoins and those holding bitcoin futures. [read post]
27 Sep 2018, 11:11 am
Combined with another first-ever ruling earlier this year in Commodity Futures Trading Commission v. [read post]
3 Mar 2017, 9:43 am
Only two weeks after his inauguration, he issued an EO titled “Core Principles for Regulating the United States Financial System,” which directs the Treasury Secretary to consult with the heads of financial agencies, including the Commodity Futures Trading Commission and the Securities and Exchange Commission (“SEC”), to find ways to conform U.S. financial regulations, including Dodd-Frank, to the Trump administration’s “Core… [read post]
12 Jul 2017, 12:21 pm
Indeed, in March 2016, Brummer was also nominated by President Barack Obama to serve on the Commodities & Futures Trading Commission; his nomination was withdrawn in March of this year. [read post]
19 May 2010, 10:39 am
The SEC and Commodity Futures Trading Commission (CFTC) also released their preliminary findings yesterday regarding the "unusual market events" of May 6. [read post]
4 Feb 2021, 11:03 pm
The Commodities Futures Trading Commission promotes the integrity of the U.S. derivatives markets through regulation via the Commodity Exchange Act. [read post]
8 Apr 2021, 5:56 am
By Lene Powell, J.D.It might one day be possible to trade futures contracts based on aspects of NFL games. [read post]
27 Jul 2022, 9:01 pm
As discussed below, this approach brought an unusual and sharp response from a commissioner of the Commodities Future Trading Commission (CFTC), raising many questions about the complaint’s implications for Web3. [read post]
20 Jun 2023, 5:21 am
” Ooki DAO continued to operate as bZeroX, LLC did, but the CTC alleged it failed to register with the CFTC as required by the Commodity Exchange Act (CEA) for most exchanges that allow commodity derivative transactions. [read post]
