Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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9 Jun 2020, 12:26 pm
[ii] Nearly one out of every 11 United States publicly traded companies faced a securities lawsuit in 2019. [read post]
6 Jun 2020, 4:59 pm
” These are packing firms, financial institutions, and trading firms who trade Chicago Mercantile Exchange (CME) futures and options, but cannot currently be identified by the plaintiffs without discovery of CME trading records. [read post]
22 May 2020, 8:26 am
(describing the holding of Commodity Futures Trading Comm'n v. [read post]
16 Apr 2020, 4:55 am
Under the name “Avanti Bank & Trust,” the future bank is partnering with Blockstream to provide payment, custody, securities, and commodities activities for institutional customers using digital assets (“Avanti”). [read post]
15 Apr 2020, 6:50 am
Perhaps more importantly for those involved in commodities markets, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae, or “friend of the court,” brief in the Second Circuit case supporting the traders (Prime International Trading LTD., et al. v. [read post]
2 Apr 2020, 4:14 pm
In Salzberg v. [read post]
23 Mar 2020, 10:56 am
Nelson, J.D.Oil traders who alleged that BP P.L.C. manipulated Brent crude futures and derivatives in violation of the Commodity Exchange Act (CEA) have asked the justices to clarify that the Second Circuit’s conduct and effects test was rejected by the Supreme Court in Morrison. [read post]
5 Mar 2020, 12:19 pm
Commodity Futures Trading Commission 19-933Issues: (1) Whether 7 U.S.C. [read post]
5 Mar 2020, 6:44 am
The CFTC alleged that the defendants violated sections 6(c)(1) and 9(a)(2) of the Commodity Exchange Act, as well as CFTC Regulations 180.1 and 180.2. [read post]
25 Feb 2020, 8:53 am
Next week’s argument in Liu v. [read post]
16 Feb 2020, 9:01 pm
Even statutes that empower the chair to make certain decisions, as is the case for the Commodity Futures Trading Commission, sometimes require approval from the rest of the commission. [read post]
12 Feb 2020, 10:00 am
Similar circumstances have played out at the Commodity Futures Trading Commission, the Federal Energy Regulatory Commission and the Securities and Exchange Commission, as unfilled positions forced the agencies to push off addressing any difficult, politically fraught issues until the full complement of commissioners had been seated. [read post]
29 Jan 2020, 9:26 am
Securities and Exchange Commission and Commodities and Futures Trading Commission broadly defining a swap. [read post]
3 Jan 2020, 9:05 pm
“If Congress is going to regulate sports betting, Congress must do so directly via conferral of regulatory power to a federal agency like the Commodity Futures Trading Commission, Federal Trade Commission, or Securities and Exchange Commission,” he concludes. [read post]
31 Dec 2019, 8:13 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
24 Sep 2019, 6:11 am
” The bill would also add a provision to the Commodity Futures Trading Commission (CFTC) anti-retaliation law limiting the use of non-disclosure agreements.The agreements are a common tactic used to silence whistleblowers, according to the National Whistleblower Center. [read post]
23 Sep 2019, 4:15 pm
” and certain commodity pools under the Commodity Exchange Act. [read post]
16 Jul 2019, 10:18 am
The proposals address the application of security-based swap transaction requirements to non-U.S. entities with U.S. personnel involved in “arranging, negotiating or executing the swaps,” and is intended to align the SEC’s regulatory regime with that of the Commodity Futures Trading Commission. [read post]
22 Apr 2019, 4:53 pm
These new rules will go into effect on January 1, 2020 and will require all Associated Persons who engage in, or supervise activities involving, swaps at futures commission merchants, introducing brokers, commodity pool operators, commodity trading advisers, swap dealers, and major swap participants to take and pass a proficiency exam. [read post]
