Search for: "Components Exchange, LLC" Results 81 - 100 of 241
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23 Oct 2020, 3:00 am by Jim Sedor
The Chinese account is controlled by Trump International Hotels Management LLC, which records show paid $188,561 in taxes in China while pursuing licensing deals there from 2013 to 2015. [read post]
28 Sep 2020, 3:26 pm by Kevin LaCroix
Arrayit’s shares are quoted on OTC Link LLC (previously “Pink Sheets”). [read post]
31 Aug 2020, 3:40 pm by Sami Azhari
There was also a statement falsely stating that the charitable donations were not made in exchange for goods or services. [read post]
19 Aug 2020, 12:33 pm by Renae Lloyd
Morgan Securities LLC (CRD #79, New York, New York) was censured, fined $325,000 and ordered to pay $333,619.34, plus interest, in restitution to customers in connection with the sales of volatility-linked exchange traded products (volatility ETPs). [read post]
24 Jan 2020, 1:00 am by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
7 Jan 2020, 9:33 am by Silver Law Group
The unapproved investments are often illegitimate business ventures, or even in Booth’s case, components of a Ponzi scheme. [read post]
7 Jan 2020, 9:19 am by Silver Law Group
The unapproved investments are often illegitimate business ventures, or even in Booth’s case, components of a Ponzi scheme. [read post]
30 Oct 2019, 8:38 am by John Jascob
Nelson, J.D.A no-action letter issued by the SEC’s division of Trading and Markets to Paxos Trust Company, LLC will allow Paxos to conduct a 24-month test of its Paxos Settlement Service (PSS) using distributed ledger technology (DLT). [read post]
13 Sep 2019, 6:42 am by John Jascob
Nelson, J.D.XY Planning Network, LLC (XYPN) and Ford Financial Solutions, LLC have sued the SEC alleging that the recently effective Regulation Best Interest (Regulation BI) is legally infirm because it exceeded the SEC’s statutory authority, its adoption failed to comply with the law, and that the resulting final rule is arbitrary or capricious. [read post]