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3 Nov 2023, 6:30 am
Posner, Cooley LLP, on Thursday, November 2, 2023 Tags: CFO, Pareteum, SEC, Section 17(a) [read post]
3 Nov 2023, 6:30 am
Posner, Cooley LLP, on Thursday, November 2, 2023 Tags: CFO, Pareteum, SEC, Section 17(a) [read post]
17 Oct 2023, 9:36 am by Samantha Young
 Pure Hemp failed to show that Cooley acted adversely to the interests of UCANN or GW Pharma. [read post]
16 Oct 2023, 3:00 am by John Jenkins
This recent Cooley blog provides guidance on how boards should approach assessments of multiple strategic alternatives and offers up 13 principles that directors should keep in mind when engaging in that process. [read post]
12 Oct 2023, 9:16 am by Kevin LaCroix
In an October 12, 2023 post on the Cooley law firm’s PubCo blog (here) Cydney Posner wrote about the SEC enforcement actions and raised the interesting question of whether Political Corruption is Securities Fraud? [read post]
6 Oct 2023, 3:00 am by John Jenkins
If you’re looking for an overview of what CFIUS is all about, check out this recently updated “CFIUS Overview” from Cooley. [read post]
26 Sep 2023, 3:55 am by David Lynn
As this Cooley PubCo blog notes, the Investor Advisory Committee voted to approve, with two abstentions, the subcommittee’s recommendation. [read post]
24 Sep 2023, 5:23 am by Kevin LaCroix
According to data cited by Cydney Posner in a post on the Cooley law firm’s PubCo blog, it is estimated that SB 253 will apply  to about 5,300 companies, and that SB 261, with its lower annual revenue reporting threshold, will apply to apply to over 10,000 companies. [read post]
19 Sep 2023, 2:00 am by Sherica Celine
This PowerPoint presentation, developed with a team of attorneys from Cooley LLP, provides a step-by-step walkthrough of cap table adjustments through the early financing phases of a company. [read post]
15 Sep 2023, 6:30 am
Posner, Cooley LLP, on Saturday, September 9, 2023 Tags: Disclosure, Exchange Act, Financial regulation, Monetary policy, reporting, SEC enforcement Significant Rule Changes for Private Fund Advisers Posted by Laura Ferrell, Aaron Gilbride, and Jamie Lynn Walter, Latham & Watkins LLP, on Sunday, September 10, 2023 Tags: advisors, disclosure requirements, Financial regulation, Monetary policy, Private funds, reporting, SEC enforcement Capital-Market Effects of Tipper-Tippee… [read post]
15 Sep 2023, 6:30 am
Posner, Cooley LLP, on Saturday, September 9, 2023 Tags: Disclosure, Exchange Act, Financial regulation, Monetary policy, reporting, SEC enforcement Significant Rule Changes for Private Fund Advisers Posted by Laura Ferrell, Aaron Gilbride, and Jamie Lynn Walter, Latham & Watkins LLP, on Sunday, September 10, 2023 Tags: advisors, disclosure requirements, Financial regulation, Monetary policy, Private funds, reporting, SEC enforcement Capital-Market Effects of Tipper-Tippee… [read post]
13 Sep 2023, 3:10 am by Meredith Ervine
As highlighted by this Cooley PubCo blog, in addition to a civil penalty of $1.25 million, the settlement also includes an additional penalty of $5 million if Plug fails to comply with any undertakings — including that it fully remediate the material weaknesses in ICFR and ineffective DCP within one year. [read post]