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10 Jan 2023, 7:39 am
Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
10 Jan 2023, 2:59 am
Last year saw little legislative changes in the UK with regard to employment law. [read post]
9 Jan 2023, 9:01 pm
In addition to the company, the settlement resolves allegations against its officers and directors, as well as the various underwriters of the IPO and SPO, including Credit Suisse. [read post]
5 Jan 2023, 2:22 pm
In addition to the company, the settlement resolves allegations against its officers and directors, as well as the various underwriters of the IPO and SPO, including Credit Suisse. [read post]
9 Dec 2022, 1:08 pm
He was an executive director and trader on JPMorgan’s precious metals desk in New York from 2006 to 2009, and on Credit Suisse’s precious metals desk in New York in 2010. [read post]
6 Dec 2022, 8:59 am
Earlier this year, the company appointed Jonathan Pedersen, a former Skadden partner and co-general counsel of of investment banking at Credit Suisse, as executive vice president and global practice lead to oversee all of Factor’s engagements. [read post]
5 Dec 2022, 12:51 pm
Earlier this year, the company appointed Jonathan Pedersen, a former Skadden partner and co-general counsel of of investment banking at Credit Suisse, as executive vice president and global practice lead to oversee all of Factor’s engagements. [read post]
28 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
21 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
11 Nov 2022, 9:28 am
According to FINRA Disciplinary actions for October 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Todd Kalish Park Edge Advisors, LLC McDonald Partners LLC Nicolas Lumermann Morgan Stanley Credit Suisse Securities (USA) LLC Jeff McElroy BOK Financial Securities, Inc. [read post]
9 Nov 2022, 3:56 am
While plaintiff has waived the attorney-client privilege as to any [*2]information that has already been revealed in the pleadings of the malpractice claims against Goodmans, there is no subject matter waiver as a result of these limited disclosures (see Credit Suisse First Boston v Utrecht-America Fin. [read post]
4 Nov 2022, 2:51 pm
The 2021 Credit Suisse report labelled Australia as the country with the highest median wealth per adult in the world. [read post]
1 Nov 2022, 12:15 am
The SEC was able to cite only one case in support of its claim that issuers should be able to assert preemption - Credit Suisse First Bos. [read post]
25 Oct 2022, 10:52 am
” Neither settlement requires Credit Suisse to admit to criminal liability. [read post]
21 Oct 2022, 10:25 am
For digital nomads and US expats, the IRS defines a US payor as: 🏦 a US branch of a foreign financial institution and🌍 a foreign branch of a US financial institution An example of a US branch of a foreign financial institution would be Credit Suisse AG’s San Francisco branch. [read post]
13 Oct 2022, 1:55 pm
Nessim MezrahiStephen SigristAs I have noted in prior posts on this site (here, for example) D&O insurers confront a number of underwriting challenges in the current financial environment, including a host of macroeconomic factors that are complicated affairs for their policyholders and that could even lead to claims. [read post]
13 Oct 2022, 7:06 am
via www.youtube.com At least this is an interesting crisis. [read post]
10 Oct 2022, 4:00 am
Ironically, this week’s rally has likely been fueled by a combination of “bad” news, as the problems at Credit Suisse, slower-than-expected manufacturing growth and a decline in construction spending led to hopes that the Fed might be less aggressive in coming rate hikes than originally anticipated. [read post]
5 Oct 2022, 8:00 am
In addition to Bank of America, Goldman Sachs, and Deutsche Bank, the charged institutions were Barclays, Cantor Fitzgerald, Citi, Credit Suisse, Jefferies, Morgan Stanley, Nomura, and UBS. [read post]
4 Oct 2022, 7:00 am
., 551 U.S. 877, 881 (2007); Credit Suisse Sec. [read post]
