Search for: "D. Dodd"
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30 Jun 2023, 8:46 am
Peter Welch (D-Vt.), J.D. [read post]
29 Jun 2023, 10:26 am
Established by the Dodd-Frank Act in 2010, the SEC Whistleblower Program has become the gold standard of whistleblower award programs. [read post]
28 Jun 2023, 5:49 pm
Summer is here and we’re back with another edition of the Cost Corner, where we provide practical insight into the complex cost and pricing requirements that apply to Government contractors. [read post]
23 Jun 2023, 9:39 am
House of Representatives by Congressman Al Green (D-Texas-09). [read post]
22 Jun 2023, 9:05 pm
Justice Thomas D. [read post]
19 Jun 2023, 9:05 pm
To some extent, this is another collection of words about an acronym that collects words, in the largely passive and meaningless manner of a lint roller. [read post]
8 Jun 2023, 9:56 am
The final rule satisfies a Dodd-Frank Act Section 939A(b) requirement.Regulation M credit rating removal and replacement. [read post]
8 Jun 2023, 3:30 am
The amendments fulfill the mandate from Section 939A(b) of the Dodd-Frank Act. [read post]
8 Jun 2023, 3:15 am
Following up on the NYSE amendment that I blogged about yesterday, Nasdaq has now also posted an amendment to its Dodd-Frank clawback listing standard proposal. [read post]
7 Jun 2023, 9:01 pm
This number relates only to rules under Dodd-Frank. [read post]
31 May 2023, 9:47 am
Paul Sarbanes (D-Md.). [read post]
13 May 2023, 7:59 am
Congress enacted the so-called Durbin Amendment as part of the Dodd-Frank Wall Street Reform and Consumer Protection of 2010 in the wake of the Great Recession. [read post]
2 May 2023, 9:01 pm
(As is customary, I’d like to note that my views are my own as SEC Chair, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff.) [read post]
1 May 2023, 12:39 pm
Nevertheless, both Pocan (D-WI) and Torres (D-CA) questioned Khan about the FTC’s actions regarding companies who sell sensitive data. [read post]
26 Apr 2023, 3:30 am
The lingering issue presented by this June date is that the original proposals from the exchanges said that they’d be effective on the date approved by the SEC (see pg. 31 of the NYSE’s proposal and pg. 31 of Nasdaq’s proposal). [read post]
24 Apr 2023, 9:01 pm
Nevertheless, the Policy Statement will be published in the Federal Register, and comments may be submitted until July 3, 2023.[5] BACKGROUND The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)[6] makes it unlawful for any covered person or service provider to engage in any unfair, deceptive, or abusive act or practice.[7] The Dodd-Frank Act also provides the CFPB with rulemaking authority to define and prevent unfair,… [read post]
17 Apr 2023, 5:16 am
Ron Wyden (D-Ore.), but through an individual who worked at the company and became disillusioned with its progress. [read post]
21 Mar 2023, 11:06 am
Congress responded to the 2008 financial with the 2010 Dodd-Frank Wall Street Reform Act. [read post]
16 Mar 2023, 1:36 pm
” The SEC Whistleblower Reform Act of 2023 is cosponsored by Senators Catherine Cortez-Masto (D-NV), Susan Collins (R-ME) and Raphael Warnock (D-GA). [read post]
10 Mar 2023, 12:59 pm
The CFTC Fund Management Act, sponsored by Senators Chuck Grassley (R-IA), Maggie Hassan (D-NH), Joni Ernst (R-IA), and Tammy Baldwin (D-WI), created a fund specifically for the operations of the CFTC Office of the Whistleblower, separate from the fund used to pay whistleblower awards. [read post]
