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2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
24 Jun 2013, 5:50 pm by James Hamilton
Robert Hurt (R-VA), Jim Himes (D-CT), Scott Garrett (R-NJ), Chair of the Capital Markets Subcommittee.The Committee also approved H.R. 1135, the Burdensome Data Collection Relief Act by a 36-21 vote. ponsored by Rep. [read post]
16 Jun 2013, 11:17 am by James Hamilton
David Scott (D-GA) said that the legislation addresses issues around the extra-territorial application of the Dodd-Frank Act. [read post]
3 May 2013, 2:36 pm by James Hamilton
David Scott (D-GA) said that, after close and careful examination, he supports the majority of the bills before the Subcommittee. [read post]
28 Mar 2013, 9:42 am by James Hamilton
In a letter to SEC Chair Elisse Walter, House Financial Services Committee Chair Jeb Hensarling (R-TX) and Capital Markets Subcommittee Chair Scott Garrett (R-NJ) emphasized that the repriortization of SEC Dodd-Frank Act rulemaking to crafting regulations under Section 939F rather than completing the work under Section 939A would further entrench the status quo of the Big Three credit rating agencies rather than reforming their structures. [read post]
23 Dec 2012, 6:46 am by Rich Vetstein
The venue is Avita in Needham, 880 Greendale Ave., Needham, MA. _____________________________________________________ Richard D. [read post]
1 Nov 2012, 6:36 pm
"  They instead would have to voluntarily change a cynical political calculus that has secured Obamacare, Dodd-Frank and, of course, the President's re-election. [read post]
17 Aug 2012, 12:25 pm by James Hamilton
In a letter to the SEC and the Fed and FDIC, Senator Sherrod Brown (D-OH) urged the expeditious adoption of enhanced incentive-based compensation regulations under Section 956 of the Dodd-Frank Act. [read post]
2 Aug 2012, 8:17 am by James Hamilton
 The legislation was introduced by Senators John Tester (D-Mont), Mike Johanns (R-NE), Mike Crapo (R-ID), Herb Kohl (D-WI), Pat Toomey (R-PA), and Kay Hagan (D-NC). [read post]
18 May 2012, 2:00 am by Kara OBrien
1) On Securities: Responding to the Yahoo Resume Debacle - Scott Thompson, the CEO of Yahoo, was forced to resign after it was discovered that he did not in fact obtain one of the college degrees listed in company filings. [read post]
15 May 2012, 9:14 am by William McGrath
Chairman Schapiro acknowledged that "economic analysis is a critical element of the SEC’s rulemaking obligation," and that "the unprecedented rulemaking burden generated by passage of the Dodd-Frank Act has tested the resources and analytical capabilities of the agency. [read post]
11 May 2012, 9:50 am by James Hamilton
The legislation was sponsored by Representatives Michael Grimm (R-NY), Gary Peters (D-MI), Austin Scott (R-GA), and Bill Owens (D-NY). [read post]
18 Apr 2012, 9:15 am by Mandelman
  I’d like your opinion on the following purely hypothetical scenario…   If a small group of individuals working within a nation’s government made a series of decisions that destroyed the economic security of tens of millions of the country’s citizens… decisions that literally cost thousands of lives, and in all likelihood shortened the life expectancies of hundreds of thousands more… failed to such a degree that it would be more than a… [read post]
17 Apr 2012, 5:00 am by Doug Cornelius
Sources: Capital Raising in the U.S.: the Significance of Unregistered Offerings Using the Regulation D Exemption (.pdf) by Vlad Ivanov and Scott Bauguess of the SEC’s Division of Risk, Strategy and Financial Innovatoin Slide Presentation: Unregistered Offerings and the Regulation D Exemption (.pdf) by Craig M. [read post]