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8 Sep 2022, 8:46 am
Written by Daniel Standing, LL.B., Editor, First Reference Inc. [read post]
2 Sep 2022, 6:30 am
To (University of Sydney), on Monday, August 29, 2022 Tags: Boards of Directors, Firm performance, Information asymmetries, Information environment, International governance, Liquidity ISS Provides Guidance on the Universal Proxy Card Posted by Kai Liekefett, Derek Zaba, and Leonard Wood, Sidley Austin LLP, on Monday, August 29, 2022 Tags: Institutional Investors, Institutional Shareholder Services Inc. [read post]
2 Sep 2022, 5:55 am
Goodrich, Daniel H. [read post]
23 Aug 2022, 5:00 am
Welcome to Abbott & Kindermann’s 2022 2nd Quarter cumulative CEQA update. [read post]
15 Aug 2022, 9:07 am
The IRS Says They Stole It First off today, Kristin Robinson at Billboard reports that the Internal Revenue Service (IRS) is accusing two individuals, as well as a variety of co-conspirators, stole an estimated $23 million in royalties owed to a variety of other artists. [read post]
1 Aug 2022, 1:39 pm
Google, Inc., 860 F.3d 1151, 1154 (Fed. [read post]
19 Jul 2022, 6:14 am
Soskolne, Shira Kramer, Juan Pablo Ramos-Bonilla, Daniele Mandrioli, Jennifer Sass, Michael Gochfeld, Carl F. [read post]
1 Jul 2022, 9:02 pm
Daniel M. [read post]
1 Jul 2022, 9:02 pm
Daniel M. [read post]
30 Jun 2022, 6:56 am
Those experts being: BAND 1 Daniel Regard – iDiscovery Solutions Tara S. [read post]
24 Jun 2022, 6:26 am
Coates (Harvard Law School), on Wednesday, June 22, 2022 Tags: Climate change, ESG, Investor protection, Legal history, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Regulatory Solutions: A Global Crackdown on ESG Greenwash Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, June 23, 2022 Tags: Boards of Directors, Climate change, ESG, Institutional… [read post]
24 Jun 2022, 6:26 am
Coates (Harvard Law School), on Wednesday, June 22, 2022 Tags: Climate change, ESG, Investor protection, Legal history, Materiality, SEC, SEC rulemaking, Securities regulation, Sustainability Regulatory Solutions: A Global Crackdown on ESG Greenwash Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, June 23, 2022 Tags: Boards of Directors, Climate change, ESG, Institutional… [read post]
17 Jun 2022, 6:27 am
Taylor (The Wharton School), and Bradford Lynch (The Wharton School), on Monday, June 13, 2022 Tags: China, Foreign firms, Insider trading, International governance, SEC, SEC enforcement, Securities enforcement, Securities regulation Boards Are Tying Goals to ESG Metrics Posted by Molly Stutzman, Laura Thornton, and Matthew Nestler, JUST Capital, on Monday, June 13, 2022 Tags: Board oversight, Boards of Directors, Climate… [read post]
17 Jun 2022, 6:27 am
Taylor (The Wharton School), and Bradford Lynch (The Wharton School), on Monday, June 13, 2022 Tags: China, Foreign firms, Insider trading, International governance, SEC, SEC enforcement, Securities enforcement, Securities regulation Boards Are Tying Goals to ESG Metrics Posted by Molly Stutzman, Laura Thornton, and Matthew Nestler, JUST Capital, on Monday, June 13, 2022 Tags: Board oversight, Boards of Directors, Climate… [read post]
16 Jun 2022, 9:05 pm
Noting that legislation, regulation, international accords, business trends, and physical impacts of climate change could all affect a registrant’s operations or results, the release “remind[ed] companies of their obligations under existing federal securities laws” “to consider climate change and its consequences as they prepare documents to be filed with us and provided to investors. [read post]
16 Jun 2022, 8:53 am
” “Reg BI is an essential tool for the protection of the best interests of retail investors,” said Regional Director, Daniel R. [read post]
13 Jun 2022, 6:56 am
Examinations of the Charles Schwab entities conducted by Samuel Kim, Rhonda Fan, Nadia Brannon, Daniel Peso, and John Chee of the SEC’s Division of Examinations in the San Francisco Regional Office contributed to the investigation. [read post]
7 Jun 2022, 2:31 pm
The Securities and Exchange Commission today charged Bridgewater, NJ-based Synchronoss Technologies, Inc. and seven senior employees, including the former CFO, in connection with their roles related to long-running accounting improprieties that ran from 2013 to 2017. [read post]
3 Jun 2022, 10:59 am
Decided and Entered: June 02, 2022 Before: Manzanet-Daniels, J.P., Kapnick, Shulman, Rodriguez, Higgitt, JJ. [read post]
3 Jun 2022, 10:59 am
Decided and Entered: June 02, 2022 Before: Manzanet-Daniels, J.P., Kapnick, Shulman, Rodriguez, Higgitt, JJ. [read post]