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SEC Sanctions CCO for Custody Rule Violations

2 Jan 2014, 5:18 am by Doug Cornelius

Wayne (.pdf) Order against Smith, Santicchia and Cheaney (.pdf) Accountants Have to Follow the Custody Rule, Too by David Smyth in Cady Bar the Door [read post]

Compliance Building - http://www.compliancebuilding.com

Phone Hacking Trial: Former NoW journalist emailed Sun colleague about phone hacking, jury hears – Martin Hickman

12 Nov 2013, 10:24 am by INFORRM

Earlier, the prosecution read out a series of witness statements from individuals targeted by Mulcaire, including the TV cook Delia Smith and her husband Michael Wynn-Jones, and Wayne Rooney and his namesake Laura Rooney – a beauty therapist from Windsor whom the News of the World apparently believed was a member of the footballer’s family. [read post]

Inforrm's Blog - http://inforrm.wordpress.com

All those tags.

2 Jul 2013, 1:41 pm

Nussbaum (1) Bernard-Henry Lévy (3) Bert Parks (1) Bertrand Russell (1) Bessie Smith (1) Best of the Web (7) bestiality (14) Beta Rube (1) betamax3000 (18) Beth (the commenter) (9) Bette Davis (14) Bette Midler (1) Betty Friedan (8) Betty White (1) Beyonce (18) Bhutan (2) Bianca Jagger (1) Bible (40) Biddy Martin (13) biden (177) Biden gaffes (21) Biff (1) big and small (5) Big Government sounds like a creepy stalker (10) Big Hollywood (1) Big Mike (1) bigotry (22) biking (160)… [read post]

Althouse - http://althouse.blogspot.com/

How to Prove a Churning Claim in FINRA Arbitration

3 Apr 2013, 12:47 pm by D. Daxton White

Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

New Library Acquisitions -- Week of March 25th

1 Apr 2013, 8:20 am by Taryn Rucinski

Biosequestration and ecological diversity : mitigating and adapting to climate change and environmental degradation / Wayne A. [read post]

PEN-e: Pace Environmental Notes - http://paceeenvironmentalnotes.blogspot.com/

IOA Posts 2013 Conference Agenda, Opens Registration

21 Feb 2013, 4:30 am by Tom Kosakowski

Barchi (Department of Energy)"The Greased Tightrope: Navigating Issues of Identity within Ombuds Practice" — Wayne Blair (University of North Carolina at Chapel Hill), Linda Brothers (National Institutes of Health), David E. [read post]

The Ombuds Blog - http://ombuds-blog.blogspot.com/

Eastern District of Texas bench/bar - Friday general sessions and breakouts on patent/criminal/civil

26 Oct 2012, 12:45 pm by Michael C. Smith

Sean Rommel, Melissa Smith & Michael Truncale. [read post]

Eastern District of Texas Federal Court Practice - http://mcsmith.blogs.com/eastern_district_of_texas/

Did This Alleged Murderer Get Some Help From a ‘Little Buddy’?

4 Sep 2012, 11:29 am by Christopher Danzig