Search for: "Depository Trust and Clearing Corporation" Results 81 - 86 of 86
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28 Jun 2021, 3:15 pm by Kevin LaCroix
To be clear, lawsuits identified as being tied to, say, 2010 IPOs were not necessarily filed in 2010. [read post]
9 Jul 2011, 3:12 pm by WOLFGANG DEMINO
Langford and StaxxRing sought declaratory and injunctive relief as well as a constructive trust, damages, attorney's fees, and exemplary damages. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
 Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
22 Dec 2020, 9:43 am by CFM Admin
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]