Search for: "Deutsche Bank Securities Inc."
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16 Jul 2012, 7:08 pm
While Barclays may have the settled the allegations for $450 million with the UK’s Financial Services Authority, the US Department of Justice, and the Commodity Futures Trading Commission, now a number of other financial firms are under investigation including UBS AG (UBS), JPMorgan Chase (JPM), Deutsche Bank AG, Credit Suisse Group (CS), Citigroup Inc., Bank of Tokyo-Mitsubishi UFJ, HSBC Holdings PLC (HBC-PA), Lloyds Banking Group PLC (LYG),… [read post]
18 Aug 2011, 7:49 pm
The defendants of the other complaints are Countrywide Financial, Bank of America Corp., Morgan Stanley , Merrill Lynch and Co, JPMorgan Chase & Co, Citigroup Inc., Deutsche Bank AG, and Credit Suisse Group: • The securities lawsuit against Countrywide is over $700 million of toxic MBS that the insurer purchased. [read post]
5 Aug 2009, 5:02 am
Deutsche Bank Securities Ltd., ___ F.3d ___, 2009 WL 2245223, *1 (9th Cir. [read post]
28 Sep 2022, 8:06 am
;Credit Suisse Securities (USA) LLC;Deutsche Bank Securities Inc. together with DWS Distributors Inc. and DWS Investment Management Americas, Inc. [read post]
20 Apr 2011, 8:15 am
On Tuesday, April 19, 2011, in one of the first criminal trials arising out of the market crisis, a federal jury in Alexandria, Virginia convicted Lee Farkas of: one count of conspiracy to commit bank, wire and securities fraud; six counts of bank fraud; four counts of wire fraud; and three counts of securities fraud. [read post]
21 Apr 2010, 7:41 am
Deutsche Bank is said to have packaged similar securities, and its investors were reportedly “devastated” by news of the Goldman case, according to a New York Times article by Floyd Norris, “Is Deutsche Bank in, or Out of, Trouble? [read post]
28 Apr 2010, 3:26 pm
Deutsche Bank is said to have packaged similar securities, and its investors were reportedly “devastated” by news of the Goldman case, according to a New York Times article by Floyd Norris, “Is Deutsche Bank in, or Out of, Trouble? [read post]
16 Sep 2013, 9:44 am
The dismissal bars the remaining non-settling defendants (which include Bank of America, Citigroup and Deutsche Bank Securities, among others) from bringing claims for indemnity or contribution against UBS, and likewise bars UBS from bringing claims for indemnity or contribution against the remaining non-settling defendants. [read post]
6 Jul 2011, 10:11 pm
• Deutsche Bank AG • Credit Suisse Group AG Related Web Resources: Morgan Stanley Sued by Allstate Over Mortgage Securities Fraud Claims, Bloomberg, July 6, 2011 Allstate adds Morgan Stanley to RMBS litigation pool, Housing Wires, July 6, 2011 More Blog Posts: Bank of America Cop. [read post]
16 Jun 2014, 7:01 am
For example, OnDeck Capital Inc., a lender with funding from Google’s venture-capital arm and PayPal Inc. co-founder Peter Thiel, sold $175 million of notes backed by business debt in a deal put together by Deutsche Bank with interest rate ranged from 29 percent to 134 percent. [read post]
19 May 2017, 12:23 pm
The debt was secured by a Texas Home Equity Security Instrument granting a first lien on Long's property. [read post]
30 Dec 2013, 8:31 am
Deutsche Bank Securities, a summary order decided on December 4. [read post]
24 Jan 2008, 1:56 pm
The defendants named in the lawsuit are: • Deutsche Bank Trust Company • Ameriquest Mortgage Company • Bank of America Corporation • The Bear Stearns Companies • Citigroup, Inc. [read post]
26 Aug 2008, 3:14 pm
So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & Co., and Wachovia Corp. have agreed to buy back frozen auction-rate securities from investors. [read post]
24 Dec 2010, 10:16 am
This conclusion turned on the finding that Deutsche Bank was a successor to the holder. [read post]
17 Aug 2022, 6:30 am
The May 31, 2022, law enforcement raids of the Frankfurt offices of Deutsche Bank AG and its asset management unit, DWS Group, over accusations of prospectus fraud and “greenwashing”—generally defined as the practice of making false, misleading or unsubstantiated claims about the environmental and/or social impact of an investment—have asset managers, among other stakeholders, wondering: could similar actions be on the horizon in the U.S.? [read post]
17 Aug 2022, 6:30 am
The May 31, 2022, law enforcement raids of the Frankfurt offices of Deutsche Bank AG and its asset management unit, DWS Group, over accusations of prospectus fraud and “greenwashing”—generally defined as the practice of making false, misleading or unsubstantiated claims about the environmental and/or social impact of an investment—have asset managers, among other stakeholders, wondering: could similar actions be on the horizon in the U.S.? [read post]
22 Oct 2008, 9:08 am
The documents showed Deutsche Bank was a party to a Pooling and Servicing Agreement with Argent Securities Inc. [read post]
10 Jun 2011, 3:40 pm
Goldman Sachs Group Inc. bond trader Fabrice Tourre lost his bid on Friday to outright dismiss a securities-fraud lawsuit by the Securities and Exchange Commission over a financial instrument tied to subprime mortgages. [read post]
24 Aug 2011, 12:01 pm
In its most recent securities filing, Citigroup Inc. disclosed that the U.S. [read post]
