Search for: "Deutsche-A Securities, Inc."
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20 Jul 2015, 1:59 pm
DB Structured Products, Inc. [read post]
26 Aug 2008, 3:14 pm
So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & Co., and Wachovia Corp. have agreed to buy back frozen auction-rate securities from investors. [read post]
3 Jul 2018, 6:00 am
The size of the civil penalties levied against companies has varied widely, from $300,000 (Arab Global) to $30 million (Deutsche Bank AG and Deutsche Bank Securities Inc.). [read post]
20 May 2011, 8:00 am
At the same time, the merger between the NYSE and Archipelago Holdings, Inc. resulted in the NYSE acquiring the Pacific Stock Exchange (renamed NYSE Arca). [read post]
3 Sep 2013, 7:00 am
District Court for the Central District Court of California dismissed with prejudice a suit brought by the Federal Deposit Insurance Corporation (FDIC) against Countrywide Securities Corporation, Countrywide Financial Corporation, Bank of America Corporation, Deutsche Bank Securities, Inc. and Goldman, Sachs & Co. [read post]
10 Jun 2011, 3:40 pm
Goldman Sachs Group Inc. bond trader Fabrice Tourre lost his bid on Friday to outright dismiss a securities-fraud lawsuit by the Securities and Exchange Commission over a financial instrument tied to subprime mortgages. [read post]
10 Mar 2014, 10:55 am
Morgan Securities, Inc. [read post]
24 Aug 2007, 2:53 am
Kirschner, filed a lawsuit Tuesday against law firm Mayer, Brown, Rowe & Mawe; accounting firms Grant Thornton, Ernst & Young and PricewaterhouseCoopers; and Credit Suisse Securities, Bank of America and Deutsche Bank Securities, the investment banks involved in the $583 million IPO. [read post]
27 Dec 2021, 7:12 am
Deutsche Bank Securities Inc. [read post]
3 Jan 2014, 9:57 am
Upon reconsideration, Judge Baer dismissed one of the defendants, Deutsche Securities Inc., and several claims against other defendants, finding that intervening plaintiffs did not have standing to sue because the claims were not filed within the ’33 Act’s three-year statute of repose. [read post]
24 Aug 2011, 12:01 pm
In its most recent securities filing, Citigroup Inc. disclosed that the U.S. [read post]
4 Sep 2011, 2:05 pm
Deutsche Bank AG 8. [read post]
24 Dec 2010, 10:16 am
The loan was evidenced by a note and secured by a deed of trust on their home. [read post]
10 Dec 2011, 7:54 pm
House of Representatives Agriculture Committee last week, CME Group Inc. [read post]
16 Jun 2014, 7:01 am
For example, OnDeck Capital Inc., a lender with funding from Google’s venture-capital arm and PayPal Inc. co-founder Peter Thiel, sold $175 million of notes backed by business debt in a deal put together by Deutsche Bank with interest rate ranged from 29 percent to 134 percent. [read post]
20 Mar 2014, 9:54 am
Hauser First Allied Securities, Inc.; Morris C. [read post]
18 Jun 2007, 11:49 pm
The plaintiffs claimed that these sales techniques artificially increased stock prices and violated antitrust laws.Aside from the legal theory interest in the case, it was a significant win for the investment banks, since antitrust law provides for treble damages, which are not available under the securities laws.The firms involved in the case included Credit Suisse; Bear, Stearns; Citigroup; Comerica Inc.; Deutsche Bank Securities Inc.; Fidelity… [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
3 Dec 2018, 11:27 am
A preliminary $182M settlement has been reached in a benchmark rigging lawsuit between investors and banks Citigroup Inc. [read post]
3 Sep 2014, 11:16 am
Deutsche Bank AG, 2013 U.S. [read post]
