Search for: "Diversified Transfer "
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1 Sep 2011, 4:15 pm
Ace Diversified Capital, Inc. and chief compliance officer Lynnwood Jen in San Gabriel, CA, were jointly fined $25,000 in connection with a failure maintain adequate supervisory procedures for complying with applicable securities laws with respect to private placements. [read post]
20 Sep 2011, 7:05 pm
By 1 July 2017, funds will need to transfer the existing default balances of members to a MySuper product. [read post]
15 Jun 2011, 7:39 am
Here is the abstract.The paper starts from the (hypo)thesis, that European constitutionalism should be examined as a diversified process where each stage receives its particular colouring from a particular constitution (or constitutional dimension). [read post]
21 Oct 2021, 1:42 pm
They also said the school didn’t fully pursue race-neutral alternatives to diversify its student body. [read post]
22 Sep 2009, 10:54 am
Mobilizing illiquid assets and transferring credit risk away from the banking system to a more diversified set of holders continues to be an important objective of securitization, and the structuring technology in which different tranches are sold to various investors is meant to help to more finely tailor the distribution of risks and returns to potential end investors (click here or here for information on securitization in the Netherlands Antilles). [read post]
4 Nov 2020, 8:34 am
Vision 2030 seeks to expand the Saudi private sector and “diversify” the country’s oil-dependent economy. [read post]
21 Jun 2022, 9:57 am
As such, it not only updates the AIFMD, but also the rules applicable to undertakings for the collective investment in transferable securities, the regulatory framework that allows for the sale of cross-Europe mutual funds. [read post]
10 Mar 2020, 12:06 pm
It is by now well known that the so-called Trade War between the United States and the People's Republic of China was merely a nice way of packaging for popular consumption (and narrative management) of a large group of objectives, impulses and trajectories that followed from decisions taken by both American and Chinese elites (lamentable in the opinion of some) since around 2012 (in China) and 2016 (in the US). [read post]
14 Jun 2015, 3:58 pm
Sometimes, the mobility is involuntary, when a transfer occurs, or when an alternative job in advance of or after a layoff or consolidation is located far away. [read post]
30 Apr 2010, 6:14 pm
This is a tax-savings strategy wherein a taxpayer purchases and writes options and transfers these option positions to a partnership so as to create a substantial increased basis in the partnership interest. [read post]
14 Jun 2015, 3:58 pm
Sometimes, the mobility is involuntary, when a transfer occurs, or when an alternative job in advance of or after a layoff or consolidation is located far away. [read post]
18 Nov 2020, 8:31 am
As again, suppose A ends up with $60 before taxes and transfers, while B ends up with $140. [read post]
1 Mar 2024, 1:17 pm
In our latest eBook, Wealth Protection and Peace of Mind: A Comprehensive Guide to Estate Planning for Business Owners and Family Providers, you’ll get our insights into: A general overview of the importance of estate planning and family wealth preservation, including the risks of not having a comprehensive estate plan, how families can lose their inherited wealth, and how estate planning ensures that your assets are protected and distributed in the best interests of your children and future… [read post]
8 Jan 2015, 4:00 am
The second is a recent case in which leave to appeal a disqualification order was recently granted by the Ontario Divisional Court in Performance Diversified Fund v. [read post]
25 Jul 2019, 1:29 pm
Diversified Packaging Corp., 549 F.2d 268 (5th Cir. 1977); Greenlon, Inc. of Cincinnati v. [read post]
3 Jan 2013, 1:37 pm
The defendants removed the Louisianacases to federal court, and all of the actions were ultimately transferred to the Northern District of Texas, which dismissed the complaints as precluded under SLUSA. [read post]
16 Jul 2013, 12:13 pm
We have seen for years the abandonment of pensions in favor of 401(k)s and similar plans that remove long term funding and investment risks from the sponsor/employer, and transfer those obligations and risks to employees. [read post]
20 Dec 2019, 6:38 pm
The case centred around whether the transfer of the train from Bombardier to TDR could be considered to have taken place under conditions of confidentiality. [read post]
13 Jul 2018, 9:21 am
According to the prospectus, ATEL 12, LLC will acquire a diversified portfolio of leased equipment, equipment financing transactions and other investments, with an emphasis on low-technology equipment leased to major corporations. [read post]
14 Aug 2020, 12:43 pm
During the Know Your Customer (“KYC”) process, the customers had indicated that one account would liquidate its holdings in a penny stock in order to diversify its holdings, while the other three accounts would trade traditional securities. [read post]