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9 Feb 2015, 6:50 am
Gerri Walsh, FINRA’s Senior Vice President for Investor Education, stated: “The popularity of e-cigarettes has grown rapidly over the last several years, and the e-cigarette and ‘vape’ markets have been the subject of considerable media attention. [read post]
13 Jan 2012, 9:55 am
Earlier this week, Judge John E. [read post]
12 May 2023, 11:11 am
Altria Group Inc. formerly invested in Juul Labs Incorporated– a company that is widely known for its e-cigarettes. [read post]
27 Mar 2019, 11:23 am
Justice Clarence Thomas, joined by Justice Gorsuch, dissented on the grounds that the majority “eviscerate[d] th[e] distinction” between primary and secondary liability that the court had created in Janus Capital Group, Inc. v. [read post]
7 Jan 2020, 8:30 am
Did you lose money investing with Robert Douglas Armstrong of Dawson James Securities, Inc.? [read post]
12 Jul 2012, 6:32 am
The Florida Attorney General has initiated a lawsuit on behalf of the Florida Office of Financial Regulation ("FLOFR") against brokerage firm Prime Capital Services, Inc., headquartered in Poughkeepsie, New York, and Florida-based investment adviser, Asset & Financial Planning, Ltd. [read post]
6 Apr 2009, 10:48 pm
Former North Carolina Senator John Edwards, who is also seeking the Democratic nomination, was a senior adviser to Fortress Investment Group Inc., a New York-based private-equity and hedge-fund manager, and reported at least one asset, the Investments Fund III (Fund D) LP, that was incorporated in the Cayman Islands in 2004.Edwards, who was the first candidate to criticize tax preferences for the private-equity industry, also pays taxes as if the money was earned in the… [read post]
3 Sep 2015, 9:01 am
(c)Waste Information & Management Services, Inc. [read post]
19 Aug 2008, 2:24 pm
PG&E will use the solar power to satisfy California's substantial renewable portfolio standard, which requires the state's utilities to obtain 20% of their power from renewable energy by 2010. [read post]
30 Oct 2015, 8:59 am
(c)Waste Information & Management Services, Inc. [read post]
3 Apr 2019, 3:51 am
About E-Connect Software, Inc. [read post]
26 May 2008, 7:36 am
Clearwell reduces the cost, duration, and complexity of e-discovery, enabling customers to achieve significant return on investment within days of their deployments. [read post]
19 Jan 2007, 3:33 pm
In Black Hills Investments, Inc. v. [read post]
1 Aug 2017, 8:11 am
E*Trade Securities LLC operates as a subsidiary of ETCM Holdings, Inc. [read post]
4 Aug 2017, 7:59 am
E*Trade Securities LLC operates as a subsidiary of ETCM Holdings, Inc. [read post]
9 Feb 2016, 8:45 am
(c)Waste Information & Management Services, Inc. [read post]
29 Nov 2012, 5:09 am
Posted By: Barry E. [read post]
17 Dec 2018, 1:18 pm
May was the president and chief compliance officer of Executive Compensation Planners Inc. [read post]
20 Feb 2014, 5:48 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm Cambridge Investment Research, Inc. concerning allegations that from January 2009, to July 2010, Cambridge failed to ensure that the firm preserved, maintained, and reviewed the business emails of two of its registered representatives. [read post]
14 Nov 2022, 2:18 pm
Cernak The FTC’s challenge of Altria’s investment into its e-cigarette competitor JUUL Labs, Inc. [read post]